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26 May 2015, 11:32 am by Lax & Neville LLP
Furthermore, FINRA alleged that LPL failed to accurately report trades to the Options Clearing Corporation using the Large Options Positions Reports as mandated by FINRA Rule 2360(b)(5). [read post]
27 May 2024, 11:24 am by Steven Schwartzapfel
Although these industries are highly regulated, oversights and failure to follow safety protocol can lead to workplace wrongful deaths. [read post]
They inevitably require close analysis by banking organizations - both banks and bank holding companies - that will be affected, because of their potentially profound effect on the banking industry and individual organizations. [3] We have outlined below only key components of the proposals. [read post]
5 Apr 2010, 3:32 pm by Joe Mullin
Another plaintiffs' lawyer, Anthony Bruster, described US Bank's action as a "shortcut across a piece of property, a valuable piece of property owned by DataTreasury Corporation. [read post]
30 Jun 2023, 11:20 am by John M. Parker and Neil Abramson
On its face, such a sweeping ban on the acquisition of immovable property by foreign corporations in Louisiana could have the potential to negatively affect the state’s future in oil and gas industry. [read post]
14 Aug 2011, 3:57 pm by Rebecca Shafer, J.D.
Corporate officers who have elected to exempt themselves from work comp coverage do not count as an employee, however. [read post]
14 Aug 2011, 3:57 pm by Rebecca Shafer, J.D.
Corporate officers who have elected to exempt themselves from work comp coverage do not count as an employee, however. [read post]
12 Dec 2017, 11:09 am by Denise Gan
The Role of the Corporate Director Directors are the leaders who approve and oversee corporate strategy and approve major capital spending decisions. [read post]
28 Dec 2006, 4:26 pm
Clark, industry analyst and principal of EDDix LLC, today announced survey results on the critical e-discovery issues facing Fortune 1000 corporations in the coming year. [read post]
25 Apr 2013, 3:14 am by Florian Mueller
In a blog post published on Tuesday Microsoft's Corporate Vice President and Deputy General Counsel Horacio Gutierrez expressed hopes that "the few global companies who have yet to take a license" would "join the rest of the industry in the near future". [read post]
14 Nov 2012, 7:30 am by Uzoamaka N. Okoye
The decision may have ramifications for alleged corporate successors with little evidence of what due diligence was done more than twenty years ago in connection with contaminated property in their portfolios. [read post]
27 Jul 2022, 7:04 am by John Jascob
“But as today's actions show, we stand ready to leverage all of our expertise and tools to root out misconduct and to hold bad actors accountable no matter the industry or profession. [read post]
11 Jul 2016, 9:59 am by Jeremy Malcolm
When we look at the only three industries that have reportedly been holding up passage of the deal through Congress—big pharma, big tobacco and big finance—we can reach no other conclusion. [read post]
28 Mar 2013, 10:49 am by Daniel Shaviro
In the 1990s, Bolivia wanted to enact a corporate cash-flow tax, but decided to enact a corporate income tax instead because the IRS told the Bolivians that the option they preferred would not be creditable. [read post]
10 Sep 2024, 5:00 am by Jayme Soulati
In many industries, there is a co-mingling of terms to describe the same or similar functions. [read post]
26 Oct 2011, 6:26 am by Rob Robinson
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
20 Apr 2011, 5:31 am by Rob Robinson
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
31 Jan 2012, 6:36 am by Marvin Ammori
 Just as Citizens United privileged the free speech rights of powerful corporations over the speech of average Americans, in my opinion, some common views of the First Amendment privilege giant telecom, cable, and media corporations over average Americans.That is, even if Congress or the FCC did adopt the pro-free-speech rules or laws for which we advocated, the Supreme Court would be the next hurdle, as suggested by several industry lawyers and even… [read post]