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7 Jun 2018, 8:24 am
” At first, I thought the case might have involved JP Morgan’s London Whale who lost the firm $6.2 billion. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co … [read post]
4 Dec 2019, 11:03 am
Prior to that, she was reportedly registered with JP Turner & Company for five years. [read post]
8 Mar 2016, 1:08 pm
” In addition, Neal alleged that “had [Morgan Stanley] not made these representations, he would not have left [JP Morgan], nor executed a promissory note with [Morgan Stanley]. [read post]
18 Jun 2015, 6:03 am
Industries Sales Gana LLP Files Complaint on Behalf of Five Customers Against JP Turner and National Securities Concerning Ralph Calabro’s Churning National Planning Corporation Broker Matthew Westfall Sanctioned Over Outside Business Activities and Non-Traded REIT Sales FINRA Files Complaint Against Jamie Diaz Concerning Soliciting Clients for Investments in Nuela Restaurant, Nordica Development, and Marca Restaurant FINRA alleged that while soliciting potential investors for the two… [read post]
24 Oct 2011, 8:46 am
JP Morgan) ruled that Section 8(b) prohibits one settlement service provider's from charging undivided unearned fees. [read post]
16 May 2012, 5:30 pm
– Seattle lawyer Dan Harris of Harris & Moure on the firm’s China Law Blog The Bathroom Rule and Other Reasons to Choose Experienced Counsel – Roanoke appellate attorney Jay O’Keeffe of Gentry Locke Rakes & Moore on his blog, De Novo Client Development Lessons from South Dakota – Dallas, Texas lawyer coach Cordell Parvin on the Cordell Parvin Blog Negotiation Studies – The Anchoring Problem – Virginia attorney Andrew Trask of McGuireWoods on the… [read post]
7 May 2008, 12:54 pm
JP’s blog post has the full text of the motion, but the key provisions are: “Each Faculty member grants to the President and Fellows of Harvard College permission to make available his or her scholarly articles and to exercise the copyright in those articles. [read post]
19 Jul 2012, 11:08 pm
John Fullerton, a former managing director at JP Morgan who now runs the Capital Institute, calculates that at today’s market value, those 2,795 gigatons of carbon emissions are worth about $27 trillion. [read post]
13 Jan 2009, 12:13 pm
In retrospect, I don't think anybody quite understands what our masters thought they were accomplishing in "saving" Bear Stearns by delivering a big wet kiss to JP Morgan Chase. [read post]
21 Sep 2010, 2:09 pm
For example some courts rota their JPs in half-days, as the rules say they should. [read post]
11 Jun 2010, 4:51 pm
A recent article in C-Net News regarding the AT&T security breach which exposed data of more than 100,000 iPad users, listed the following noteworthy users: White House Chief of Staff Rahm Emanuel, journalist Diane Sawyer, New York Mayor Michael Bloomberg, movie producer Harvey Weinstein, New York Times CEO Janet Robinson, officials at the FBI, departments of Defense and Justice, federal courts, and NASA, as well as executives from Google, Microsoft, Amazon, Goldman Sachs,… [read post]
10 May 2011, 12:58 pm
” And the Tennessee card (issued by JP Morgan Chase) draws the two of clubs for the card with the most junk fees, including ATM, PIN debit, denied transaction, and balance inquiry fees. [read post]
17 May 2010, 6:26 am
When not seized by the state, commissary profits are supposedly spent on inmate education and entertainment expenses, though I've never seen a precise breakdown.UPDATE: Explains TDCJ spokesperson Michelle Lyons, "It's a JP Morgan Bank credit card that is used to purchase the U.S. [read post]
12 Sep 2018, 7:24 am
Edward Daniel, BrokerCheck More Blog Posts: Dallas, Texas-Based Wells Fargo Broker Expelled by FINRA, August 30, 2018 Investors in UDF IV REIT Want Texas Federal Judge to Approve $13.5M Ponzi Fraud Settlement, August 29, 2018 FINRA Bars Former JP Morgan, Stifel Nicolaus, and Benjamin & Jerold Brokers, September 12, 2018 The post Another Texas-Based Wells Fargo Broker is Barred by FINRA appeared first on Securities Fraud Attorney. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services … [read post]
14 Oct 2010, 6:27 pm
Earlier this week, JP Morgan Chase announced third quarter profits jumped 23%. [read post]
22 Mar 2023, 2:59 pm
.: DVAP and Alston & Bird—Thursday, April 6 DVAP and Bradley Arant Boult Cummings, Veterans Clinic—Friday, April 7 DVAP and SMU Dedman School of Law, Women in Law—Thursday, April 13 DVAP and DLA Piper—Thursday, April 20 DVAP, Haynes and Boone, JP Morgan Chase & Co., and Citibank—Thursday, April 27 DVAP will host in-person clinics: Veteran’s Clinic; VA Medical Center, 4500 S. [read post]
1 Mar 2011, 5:47 am
Schumer calls for increased public WiFi security http://goo.gl/fCl21Editorial: A former JP's extraordinary series of litigation - Law Times http://goo.gl/QcHbwMcGuinty rejects call for full public inquiry into G20 http://goo.gl/e0UveWisconsin's Walker to absent Democrats: 24 hours to return (David Bailey/Reuters) http://goo.gl/5mcjTLaw Society Regulatory Proceedings for February 2011 - Marketwire (press release) http://goo.gl/mPRz6Canada ramps up sanctions, says Gadhafi must go… [read post]
7 Mar 2011, 7:40 am
" AIG, Goldman Sachs, Lehman Brothers, JP Morgan Chase, Bank of America, Countrywide Financial and Morgan Stanley. [read post]
