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22 Sep 2013, 10:04 pm
Last week President Nicolas Maduro created a special committee to tackle the problem, which the government blames on unscrupulous traders. [read post]
7 Nov 2015, 7:00 am by Mark Astarita
The SEC announced the filing of securities fraud charges against a Scottish trader whose false tweets caused sharp drops in the stock prices of two companies and triggered a trading halt in one of them.According to the SEC’s complaint filed in federal court in the Northern District of California, James Alan Craig of Dunragit, Scotland, tweeted multiple false statements about ADNC and SRPTon Twitter accounts that he deceptively created to look like the real Twitter… [read post]
18 Oct 2016, 8:55 am
Graham Bowley reports in the Times on a lawsuit filed by Wall Street trader Andrew Hall against an art history professor and her son.The problem of the art market is how do you build a set of legal rules to govern a marketplace where even the most sophisticated participants (the Times notes that Hall was "capable of earning a $100 million bonus in a single year," has amassed a collection of 5,000 works, and has his own private museum) can't tell the difference between the… [read post]
5 Sep 2013, 5:23 pm
The miracles of capitalism and global supply chains never cease to amaze (at p. 142): For instance, even the relatively simple GVC [global value chain] of Starbuck's (United States), based on one service (the sale of coffee), requires the management of a value chain that spans all continents; directly employs 150,000 people; sources coffee from thousands of traders, agents and contract farmers across the developing world; manufactures coffee in over 30 plants, mostly in alliance with… [read post]
21 Feb 2013, 12:14 pm by Old Fox
But the short-term trend is now down, and traders should be executing bearish trading strategies. [read post]
10 Jun 2014, 7:49 am
Here is the abstract.This paper explores the relationship between commerce, cross-cultural friendship and empire in the published Voyages of Pacific salt pork trader John Turnbull. [read post]
18 Sep 2019, 9:15 am by IPWatchdog
Though earlier Federal Circuit panels had found other TT patents not eligible for CBM, as the court found they were directed to technological inventions, Judge Moore said in her April opinion that the patents at issue here—numbers 7,533,056, 7,212,999, and 7,904,374—"relate to the practice of a financial product, not a technological invention,” and that “the specification makes clear that the invention simply displays information that allows a trader to process… [read post]
29 Aug 2015, 7:52 pm by Howard Friedman
 They then passed information from the still confidential press releases to traders in the United States and Ukraine who realized $100 million profit in total from them. [read post]
24 Nov 2008, 7:53 am by Unknown
Around the middle of last week, as traders joked about Citigroup and the Titanic, New York City went into a deep freeze. [read post]
13 Nov 2013, 6:22 am by Mark Astarita
What made it interesting is that while federal statutes allow investors who bought or sold at the same time as the insider's trades to sue the inside trader, the Justice Department argued that those investors are not victims of the crime at all! [read post]
5 Sep 2013, 5:23 pm
The miracles of capitalism and global supply chains never cease to amaze (at p. 142): For instance, even the relatively simple GVC [global value chain] of Starbuck's (United States), based on one service (the sale of coffee), requires the management of a value chain that spans all continents; directly employs 150,000 people; sources coffee from thousands of traders, agents and contract farmers across the developing world; manufactures coffee in over 30 plants, mostly in alliance with… [read post]
22 Nov 2012, 11:32 am
In a different criminal securities fraud case, New Jersey stock trader Mark Allen Lefkowitz is facing up to 25 years behind bars and a $250,000 fine for defrauding a company’s shareholders of over $28 million. [read post]
26 Jan 2023, 3:30 am by Anna Gelpern
Anna Gelpern Corporate finance and public finance have a history of sharing market infrastructure, legal forms, and colorful terms (as when an infamous distressed debt trader used “United States’ security” to mean junk). [read post]
17 Nov 2018, 4:23 pm by INFORRM
My guess is that Active Traders received a lot of complaints and they have set up a new company and website (ASC) to shift the business. [read post]
5 Jul 2023, 7:35 am by Dan Bressler
But his filing paints a picture of an insider trader’s gnawing fear as well as the close ties between Manhattan federal prosecutors and the white-collar defense bar. [read post]
29 Apr 2014, 6:10 am by Mark Astarita
So, for every $10,000 in gross profits, the insider trader could wind up paying $30,000 back, plus interest.That's not all. [read post]
4 Nov 2017, 5:47 am
The producer or trader will then have to take all effective measures that can reasonably be requested from him, to avoid that his product will be provided for the patented second medical indication. [read post]
18 Dec 2018, 6:42 am by John Jascob
 Inventory MNPI to which traders have access, and restrict this to a need-to-know basis or minimize the number of traders with access where possible.Inventory the types of information that traders typically share with customers and third-parties, and train traders about the types of information that they are permitted to share or must keep confidential. [read post]
13 Feb 2014, 7:58 am
Specialised circles are not just populated with creative types, but (in the right circumstances) traders as well – although no doubt successful traders have a keen eye for creative design, so that they can pick out products that will sell. [read post]
2 Nov 2007, 2:31 am
" The second trader buys the position from the first trader, and the first trader takes it back from him some time later. [read post]