Search for: "The Trader"
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12 May 2017, 12:08 pm
Guy Lawson wrote an article in Rolling Stone, The Stoner Arms Dealers: How Two American Kids Became Big-Time Weapons Traders, featuring accounts by both Diveroli and one of his employees Packouz. [read post]
5 May 2017, 6:18 am
Exchange specialists and over-the-counter market makers have been largely replaced by proprietary traders that offer liquidity to the automated markets by executing algorithmic trading strategies. [read post]
4 May 2017, 7:14 am
The SEC alleges that the traders added excessive mark-ups on certain transactions without notifying their customers. [read post]
3 May 2017, 5:00 am
Many aspects of the revised proposal were strongly opposed by the Futures Industry Association (FIA) and its Principal Traders Group (PTG), but were supported by public interest groups including Better Markets and Americans for Financial Reform.Proposed rules. [read post]
2 May 2017, 4:11 pm
E-1/E-2 Visa: For international investors or traders from certain treaty countries looking to engage in substantial trade between the U.S. and their foreign country or to develop and direct the operations of an enterprise in which the foreign national has invested. [read post]
2 May 2017, 2:39 pm
Jesse Litvak, a former bond trader at Jeffries Global Investment Banking (“Jeffries”), was arrested and charged with securities fraud in 2013 for selling bonds to customers while lying about the price he himself had previously paid for the bonds. [read post]
2 May 2017, 6:45 am
[…] The post Former RMBS Trader Sentenced appeared first on Mortgage Fraud Blog. [read post]
1 May 2017, 3:00 am
A clear and uniform federal insider trading standard would benefit everyone – prosecutors, traders & the markets. [read post]
30 Apr 2017, 9:30 pm
Sparks “Like the Pirate and the Slave Trader Before Him”: Precedent and Analogy in Contemporary Law and Literature Jenny S. [read post]
30 Apr 2017, 11:00 am
The trader’s lawyer will not reveal the substance of the diplomatic help, asserting the attorney-client privilege. [read post]
30 Apr 2017, 11:00 am
The trader’s lawyer will not reveal the substance of the diplomatic help, asserting the attorney-client privilege. [read post]
30 Apr 2017, 2:09 am
The Hearing Officer didn't consider that either represented the average consumer (which he considered to be "traders in gold coins, such as banks and jewellers"). [read post]
26 Apr 2017, 6:01 am
Amell Eaton Vance trader to plead guilty to defrauding firm of nearly $2 million by Beth Healy Portfolio Manager Agrees to Plead Guilty to Securities Fraud [read post]
25 Apr 2017, 7:09 pm
Dodd-Frank required more derivatives to be cleared and traded through regulated exchanges, reporting for derivatives that remain in the over-the-counter market, and registration with appropriate regulators for certain derivatives dealers and large traders. [read post]
24 Apr 2017, 10:44 am
" And who knows who else...Finally, just a message for the professional and amateur stock traders who message me via the contact form on this blog. [read post]
21 Apr 2017, 11:20 am
Dutch timber trader Guus Kouwenhoven was sentenced [ruling, in Dutch] to 19 years in prison by an appellate court in Den Bosch [official website] on Friday after he was found guilty of smuggling weapons into Liberia during that country's civil war. [read post]
20 Apr 2017, 10:00 pm
Together they account for all oversight of every American organic farm, processor, distributor and broker/trader, including the importation of certified-organic goods from abroad. [read post]
18 Apr 2017, 1:01 am
It is ironic that Andrew Jackson, a murderer, kidnapper, slave owner, slave trader, land speculator acting on inside information, and last but not least, the cruel architect of Indian genocide, should hold such a revered place in the pantheon of American presidents – so much so, that when the question arose of who’s image to replace on money, it was the image of Hamilton that garnered the most attention. [read post]
17 Apr 2017, 7:26 am
When she took maternity leave, she was passed over for the promotion in favor of a male trader even though her revenue from her stock portfolio rose from $1.2M to over $6M that year and to $9.5M next year. [read post]
16 Apr 2017, 9:05 pm
The privately held Crystal Cove Seafood Corp. engages in trading and importing frozen seafood items for wholesalers, traders, retail and restaurant chains, and processors primarily in the United States. [read post]
