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7 Jun 2015, 6:00 am
On May 20, 2015, the Securities and Exchange Commission (the “SEC”) published for comment proposed amendments to Form ADV and certain rules promulgated under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). [1] The proposed amendments to Form ADV relate to Part 1A, which, although available on the SEC’s website, is not required to be delivered to clients. [read post]
19 Jan 2022, 12:07 am
Tommorow, 20 January 2022, the Department of Law of the European University Institute organizes a Conference on Appellate Review and Rule of Law In International Trade and Investment Law. [read post]
1 May 2011, 1:05 pm
There is a multitude of things to consider when evaluating whether to invest in a franchise. [read post]
26 Mar 2013, 7:38 am
’s Chancellor of the Exchequer, George Osborne on March 20, incorporated a number of provisions affecting investment funds, which are included in a UK investment management strategy. [read post]
8 Dec 2022, 4:55 am
The firm invests a minimum of $40 million for majority or minority positions in companies with average EBITDA between $5 million and $20 million. [read post]
20 Aug 2021, 10:00 am
He’s been investing in this for a long time. [read post]
20 Aug 2020, 6:18 am
Traditionally, they would be guided by their broker, but increasingly they are investing in mutual funds through online investment platforms, or ‘fund supermarkets’. [read post]
2 May 2020, 11:53 am
At the time of separation the parties had limited assets due to business investments that had collapsed and in 2001 Mr. [read post]
20 Jan 2009, 4:16 am
January 20, 2009Re: Investing With Bernie Madoff: How It Happened,What Happened, And What Might Be Done. [read post]
31 Jul 2018, 4:57 am
(The Kaplans' son made his money in real estate investing.) [read post]
29 Sep 2011, 6:56 am
20. [read post]
19 Nov 2021, 5:32 am
Founded in 2018, the firm prefers to make equity investments of $20 million to $70 million in each opportunity, with target investments ranging from $20 million to $100 million of revenue. [read post]
12 Jun 2014, 11:51 am
Securities Attorneys Investigating Alleged $20 Million Ponzi Scheme Relating to KGTA Petroleum [read post]
21 Mar 2019, 5:45 am
View DNB’s Responsible Investment Charter, 20 March 2019. [read post]
17 Aug 2009, 8:50 am
To establish corporate headquarter in Chengdu, company could be granted highest government reward of 20 million yuan To establish corporate headquarters in Chengdu, companies could be granted the highest government reward of 20 million yuan. [read post]
19 May 2021, 8:34 am
Facing up to 20 years in federal prison for wire fraud, the former advisor received a sentence of 27 months from a federal judge. [read post]
2 Nov 2018, 9:07 am
She also received a probation sentence of 20 years for filing false tax returns, which she’ll serve concurrently with her time in prison. [read post]
17 Jun 2011, 12:18 pm
Recipient state workforce agencies will collaborate with workforce investment boards and local agencies. [read post]
1 May 2019, 12:44 pm
As the industry’s only mutually owned investment company, Vanguard takes seriously its responsibility to represent the interests of the more than 20 million people who invest in Vanguard funds. [read post]
20 Oct 2016, 1:00 am
Posted by Veronika Krepely Pool, Indiana University, on Thursday, October 20, 2016 Editor's Note: Veronika Krepely Pool is an Associate Professor & the Gregg T. and Judith A. [read post]
