Search for: "Adoption of Parker" Results 201 - 220 of 612
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7 Jan 2021, 8:30 pm by Jim Sedor
House Approves Rules Package for New Congress The Hill – Juliegrace Brufke and Cristina Marcos | Published: 1/4/2021 The House adopted a new set of rules for the 117th Congress with provisions to extend remote voting during the pandemic, protect whistleblowers, and limit the minority’s ability to amend legislation on the floor. [read post]
26 Apr 2017, 6:24 pm by Amy Howe
” And other justices were skeptical that, even if the court were to adopt the rule that Maslenjak herself urged and require the lies to be material, Maslenjak could prevail. [read post]
17 Jan 2017, 7:48 am by Steve Parker
In response to that deficiency, Moloney represented that it would adopt adequate compliance procedures. [read post]
17 Jan 2017, 7:48 am by Steve Parker
In response to that deficiency, Moloney represented that it would adopt adequate compliance procedures. [read post]
7 Mar 2023, 7:35 am by Charlie Jarrett
Over the last few years, the SEC has adopted several new rules that include compliance obligations. [read post]
15 Jul 2016, 7:00 am by Steve Parker
The proposed rule, if adopted, would require advisers to adopt procedures designed to address risks related any significant disruption in the firm’s operations. [read post]
15 Jul 2016, 7:00 am by Steve Parker
The proposed rule, if adopted, would require advisers to adopt procedures designed to address risks related any significant disruption in the firm’s operations. [read post]
3 Jun 2016, 7:04 am by Patricia Klusmeyer
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
18 Sep 2019, 2:08 pm by admin
 As the agency has noted, the broad definition of affiliation that has been adopted is needed so that providers and suppliers fully disclose any prior or current relationships that could pose risks of fraud, waste or abuse to the Medicare program. [read post]
18 Sep 2019, 2:08 pm by Robert Liles
 As the agency has noted, the broad definition of affiliation that has been adopted is needed so that providers and suppliers fully disclose any prior or current relationships that could pose risks of fraud, waste or abuse to the Medicare program. [read post]
7 Dec 2016, 6:40 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
7 Dec 2016, 6:40 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
27 Aug 2018, 10:21 am by Myers Freelance
However, many lawyers underestimate the dedication it takes to have a strong social media presence, instead seeming to adopt the “if you build it, they will come” approach. [read post]
19 Apr 2022, 6:03 am by Steve Parker
  Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
11 May 2022, 7:00 am by Steve Parker
   Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]