Search for: "Adoption of Parker"
Results 201 - 220
of 597
Sorted by Relevance
|
Sort by Date
7 Mar 2023, 7:35 am
Over the last few years, the SEC has adopted several new rules that include compliance obligations. [read post]
17 Jan 2017, 7:48 am
In response to that deficiency, Moloney represented that it would adopt adequate compliance procedures. [read post]
15 Jul 2016, 7:00 am
The proposed rule, if adopted, would require advisers to adopt procedures designed to address risks related any significant disruption in the firm’s operations. [read post]
12 Nov 2010, 5:08 am
In Parker v. [read post]
12 May 2020, 1:24 pm
Parker). [read post]
12 Nov 2010, 5:08 am
In Parker v. [read post]
3 Jun 2016, 7:04 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
18 Sep 2019, 2:08 pm
As the agency has noted, the broad definition of affiliation that has been adopted is needed so that providers and suppliers fully disclose any prior or current relationships that could pose risks of fraud, waste or abuse to the Medicare program. [read post]
18 Sep 2019, 2:08 pm
As the agency has noted, the broad definition of affiliation that has been adopted is needed so that providers and suppliers fully disclose any prior or current relationships that could pose risks of fraud, waste or abuse to the Medicare program. [read post]
11 May 2022, 7:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
19 Apr 2022, 6:03 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
26 Sep 2022, 3:46 am
Incident To Billing Practices are Under Law Enforcement’s Microscope. [read post]
27 Aug 2018, 10:21 am
However, many lawyers underestimate the dedication it takes to have a strong social media presence, instead seeming to adopt the “if you build it, they will come” approach. [read post]
7 Dec 2016, 6:40 am
” Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
7 Dec 2016, 6:40 am
” Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
23 Oct 2019, 9:38 am
By 2013, Parker had exhausted all his appeals, none of which was successful. [read post]
22 Dec 2023, 2:31 pm
Notably, the sanction authorities implemented under the Final Rule were much broader than those provided under the Common Rule (previously adopted by OPM in 1993). [read post]
27 Mar 2022, 10:36 am
Mr Parker then designed, and Fairfox & Favor sold, a boot called the Early Regina. [read post]
30 Jun 2009, 1:55 pm
Also, Michael Jackson never adopted any of the children. [read post]
16 Jul 2021, 1:01 am
Citylab notes that the meter maid first appeared in American cities in the 1950s to crack down on illegal parkers. [read post]
