Search for: "Agency for Consumer Equity, Inc."
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3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
27 Apr 2017, 10:13 am
According to the order, the Treasury Secretary is to meet with the various agencies that oversee and implement Dodd-Frank (including the SEC), to discuss areas that may be amended. [read post]
5 Sep 2022, 8:08 am
Every year after Labor Day, I take a step back to survey the most important current trends and developments in the world of Directors’ and Officers’ liability and insurance. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
18 Apr 2012, 9:15 am
Without credit being available and with home equity evaporating, spending by consumers fell off a cliff… companies started laying off workers and unemployment had nowhere to go but up… which in turn increased the number of foreclosures, which in turn lowered housing prices… forcing more underwater, thus leading to more foreclosures still. [read post]
8 May 2015, 9:18 am
You’ll recall that the petitioner is an ad agency that was sued under the Telephone Consumer Protection Act for its text-message campaign undertaken for the U.S. [read post]
6 Oct 2011, 2:00 am
What is clear to almost all parties is that the SEC needs help if it is to fulfill the examination program mandates under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
13 Oct 2009, 1:35 am
" The firm has put a notice on its Web site and contacted various agencies about the scam. [read post]
22 Oct 2011, 12:30 pm
Sitting without juries in a court of equity, Delaware chancellors put their reputation on the line whenever they make a decision. [read post]
4 Jan 2021, 1:26 pm
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
15 Aug 2017, 9:59 am
” Unfortunately, the ruling does not provide many additional details about this and this fact also does not figure centrally into the ruling, although it undoubtedly influenced the court’s view of the equities. [read post]
3 Nov 2011, 8:21 am
Some outfits may appear to be related to the government, such as administered by or an agency of the government. [read post]
4 Oct 2021, 6:24 am
GERMANY The German Federal Election took place on 26 September 2021, electing a new parliament and marking the end the 16-year chancellorship of Angela Merkel, who did not stand for re-election. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
16 Jun 2022, 9:05 pm
”[5] At the same time, the SEC found, such disclosure would “promote the purposes of” the National Environmental Policy Act of 1969 (“NEPA”), which was adopted months before President Nixon created the Environmental Protection Agency (“EPA”). [read post]
13 Aug 2017, 6:00 am
By Richard Cooper, Luke Barefoot, Adam Brenneman and Antonio Pietrantoni1 If there is one thing that all stakeholders in Puerto Rico’s fiscal crisis can agree on (and there are likely not many such things), it is that, without real economic growth, the commonwealth of Puerto Rico will neither be able to repay its creditors nor offer its residents a viable, let alone prosperous, future. [read post]
25 Jul 2018, 12:54 pm
The required disclosures for unaccredited investors under Rule 506 can be costly and time-consuming to prepare. [read post]
10 Jan 2022, 4:01 pm
The biannual Federal Reserve Financial Stability Report has highlighted the role of social media and retail investors in equity market volatility. [read post]
13 Jul 2021, 5:30 am
“Sherron, even if it’s the last $10,000 you have, you have to use it to hire an attorney. [read post]
