Search for: "Alliance Security, Inc" Results 201 - 220 of 878
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Dec 2019, 9:12 am by Silver Law Group
(CRD#:39543), both of Chevy Chase, MD, and Royal Alliance Associates, Inc. [read post]
13 Dec 2019, 11:58 am by Green, Schafle & Gibbs
Schwartz, a former Broker at Royal Alliance Associates INC allegedly impersonated one of his clients, in two telephone calls with the customer services hotline of an annuity company. [read post]
7 Nov 2019, 5:34 pm by Cynthia Marcotte Stamer
Lanier Technical College, a unit of the Technical College System of Georgia, will pay $53,000 in back pay and compensatory damages and revise its policies and procedures to settle a Justice Department lawsuit alleging the College violated the Americans with Disabilities Act (ADA) by terminating along-time College employee based on her multiple sclerosis filed in the Northern District Of Georgia on November 4, 2019. [read post]
25 Oct 2019, 10:00 am by Bob Ambrogi
The evaluation will identify weaknesses and needs regarding hardware, software, and security. [read post]
23 Oct 2019, 5:14 pm by Cynthia Marcotte Stamer
…This hospital system’s compliance program failed to detect and stop an employee who stole and sold thousands of patient records; lost patient files without notifying OCR as required by law; and failed to properly secure PHI that was leaked to the media. [read post]
23 Oct 2019, 11:31 am by Cynthia Marcotte Stamer
Stamer also shares her thought leadership, experience and advocacy on these and other related concerns by her service in the leadership of the Solutions Law Press, Inc. [read post]
22 Oct 2019, 3:16 pm by Cynthia Marcotte Stamer
Department of Labor Employee Benefit Security Administration (“EBSA”) today (October 22, 2019). [read post]
22 Oct 2019, 10:26 am by Silver Law Group
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:   NAME FORMER EMPLOYERS   Carolyn Andrews   UBS Financial Services   Morgan Keegan & Company   Meiewyn Avent   Alliance-One Investments   Metlife Investors Distribution Co… [read post]
4 Oct 2019, 3:00 am by Jim Sedor
Collins pleaded guilty to two of eight counts he was charged with: conspiracy to commit securities fraud and false statements to the FBI. [read post]
24 Sep 2019, 3:56 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating claims against advisor Mel Hertz (Hertz), currently registered with The Strategic Financial Alliance, Inc. [read post]
13 Sep 2019, 8:00 am by Andrew Hamm
Alliance for Open Society International Inc. 19-177Issue: Whether – when in Agency for International Development v. [read post]