Search for: "Allison B." Results 201 - 220 of 393
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11 May 2020, 8:18 pm by John Jascob
The committee also approved the third subtopic: the proposed provisions that would align the financial disclosures required for non-accredited investors under Rule 506(b) with those under Regulation A. [read post]
24 Sep 2020, 8:33 am by John Jascob
The final amendments change Rule 14a-8(b) by replacing the current ownership threshold, which requires holding at least $2,000 or 1 percent of a company’s securities for at least one year, with three alternative thresholds. [read post]
16 Jun 2021, 6:46 am by John Jascob
In her former capacity as acting chair, Commissioner Allison Herren Lee announced in February that she had directed staff in the Division of Corporation Finance to enhance its focus on climate-related disclosure in public company filings. [read post]
30 Oct 2015, 7:48 am by Rebecca Tushnet
  [No, because of the Establishment Clause, not b/c of a general restriction on gov’t position-taking.] [read post]
6 Nov 2019, 3:00 am by John Jenkins
” Fellow Democratic Commissioner Allison Herren Lee issued a statement in which she said that both proposals would “suppress the exercise of shareholder rights. [read post]
16 Nov 2014, 12:01 pm by Gene Takagi
A panel moderated by Allison McCaffree discussed emerging state and local policy trends (including property taxes, minimum wage) and how important it is to advocate on state level issues because they spark action at the federal level. [read post]
3 Feb 2010, 11:09 pm by Fernando M. Pinguelo
 So, with my coffee down and chin up, I grabbed the B line and took to the Hilton New York.The day began with the Blogger’s Breakfast. [read post]
10 May 2023, 9:05 pm by renholding
Under Securities Act Section 18(b)(4)(F), offerings under Rule 506 are exempt from state blue sky laws, whereas offerings under the underlying statutory exemption Section 4(a)(2) are not. [read post]
10 Nov 2011, 6:42 am by Jeralyn
The judge informed al-Nashiri that he's also entitled to a lawyer who is learned in applicable law relating to capital cases pursuant to Rule For Military Commissions Rule 506(b). [read post]
31 Jan 2020, 3:00 am by John Jenkins
Commissioner Allison Herren Lee issued a dissenting statement criticizing the proposal for ignoring “the elephant in the room” – climate change disclosure. [read post]
4 Aug 2023, 2:25 pm by Kate Reeves
Former Commissioner of the SEC Allison Herren Lee, who currently serves as Of Counsel for Kohn, Kohn & Colapinto, penned an article calling for the passage of the bill. [read post]