Search for: "Amendments To Rules Regulating the Bar"
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19 Dec 2018, 11:43 am
The amended Form U5 also stated that Lopez was allegedly under internal review and was discharged after allegations were made alleging, fraud or wrongful taking of property, or violating investment-related statutes, regulations, rules or industry standards of conduct. [read post]
3 Jul 2021, 4:16 am
So what if it has nothing to do with the purposes for which the bar association exists, the regulation of lawyers and the improvement of the quality of legal services. [read post]
5 Apr 2023, 11:04 am
On March 22, 2023, the Department of Defense (DoD) issued a final rule amending the Defense Federal Acquisition Regulation Supplement (DFARS) to allow a procuring contracting officer (PCO) to delegate the authority to the contract administration office (CAO) to negotiate and settle direct costs questioned in an indirect cost rate proposal audit. [read post]
3 Jul 2018, 11:14 am
If the SEC’s new proposals proceed, the CFTC may update its regulation as well. [read post]
27 Oct 2012, 3:03 pm
They strongly opposed the proposed rule, which is supposed to implement the JOBS Act’s Section 201, which takes away the bars on general solicitations and general advertising for securities offerings that are exempt from registration, per Regulation D’s Rule 506, as long as certain provisions are satisfied. [read post]
29 Mar 2019, 2:34 am
In 2017, Fairways applied for an amendment to its site plan and special permit to allow an addition to its bar and restaurant that would be operated as a brewpub. [read post]
14 Jul 2010, 7:11 am
It remains to be seen whether the general public is prepared to trust the medical-industrial complex in this way, and whether the medical-industrial complex will be able to either meet the high bar for meaningful use set in the proposed rule, or bend the federales to its will. [read post]
26 Nov 2017, 10:07 am
This pattern of disrespect and insubordination, SCOV believes, is “likely to result in injury to future clients, in the obstruction of the administration of justice, or in a violation of the Rules of Professional Conduct” (quoting the Rules of Admission to the Bar).SCOV says that they wouldn’t deny Mr. [read post]
26 Nov 2017, 10:07 am
This pattern of disrespect and insubordination, SCOV believes, is “likely to result in injury to future clients, in the obstruction of the administration of justice, or in a violation of the Rules of Professional Conduct” (quoting the Rules of Admission to the Bar).SCOV says that they wouldn’t deny Mr. [read post]
16 Jan 2007, 11:13 am
The ABA Journal for January 2007 had a number of items with what struck me as a recurring theme:In the letters section, a woman wrote: "I urge those responsible for state bar admission rules to consider amending them to support military spouses attempting to sustain legal careers. [read post]
2 Mar 2021, 12:23 pm
They must ensure they are complying with FINRA rules. [read post]
25 May 2015, 1:56 pm
The Steering Committee unanimously proposes the rule amendment. [read post]
25 May 2015, 1:56 pm
The Steering Committee unanimously proposes the rule amendment. [read post]
15 May 2020, 7:18 am
It would authorize the working group to explore the regulatory sandbox, relaxation of rules and laws relating to law practice, and specific amendments to professional conduct rules 5.4 regarding fee sharing and 5.7 regarding the provision of law-related services. [read post]
17 Mar 2011, 12:43 pm
Responding to arguments that recent EPA climate regulations had displaced federal common law remedies, this week the state plaintiffs conceded that implementation of NSPS covering power plants GHG emissions would bar their suit, but argued that until such rules were finalized the case should be returned to the lower court and stayed pending EPA’s regulatory decision. [read post]
10 Mar 2020, 7:52 pm
The idea behind the exclusionary rule is to deter government misconduct. [read post]
21 Jun 2024, 11:47 am
That case determined that if a gun regulation is challenged under the Second Amendment, and a court determines that the conduct at issue falls within the scope of Second Amendment protections, the government bears the burden of demonstrating that the restriction “is consistent with the Nation’s historical tradition of firearm regulation. [read post]
6 Feb 2013, 8:40 am
Regulating how someone speaks on social networking is in my belief, a First Amendment issue. [read post]
16 Jan 2019, 12:48 pm
Continue reading The post FINRA Bars Ft. [read post]
31 May 2017, 11:45 am
First, the Administration might approach Congress, seeking an amendment to section 336. [read post]
