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21 Apr 2016, 10:07 am
Certainly both Covered Entities and business associates to ensure that they possess and are able to produce if needed signed business associate agreements for each current business associate agreement as well as that appropriate policies, practices and procedures are in place to ensure that all required business associate agreements are implemented before any disclosure or use of protected health information to the business associate in the future. [read post]
21 Apr 2016, 10:07 am
Certainly both Covered Entities and business associates to ensure that they possess and are able to produce if needed signed business associate agreements for each current business associate agreement as well as that appropriate policies, practices and procedures are in place to ensure that all required business associate agreements are implemented before any disclosure or use of protected health information to the business associate in the future. [read post]
18 Feb 2014, 2:38 pm
We have represented clients at both the state and Federal level and in arbitration through the Financial Industry Regulatory Authority, the National Futures Association, and the American Arbitration Association. [read post]
24 May 2010, 11:04 am
AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE AMERICAN ASTRONOMICAL SOCIETY AMERICAN INSTITUTE FOR AERONAUTICS AND ASTRONAUTICS AMERICAN SOCIETY FOR GRAVITATIONAL AND SPACE BIOLOGY ASSOCIATED UNIVERSITIES, INC. [read post]
7 Feb 2009, 8:56 am
The American Eagle case involves circumstances that many companies and institutions find themselves confronting. [read post]
30 Mar 2023, 2:08 pm
Companies That Sold Northstar Northstar Financial Services Bermuda was sold by these US-based brokers: Ankoh Investment Services, Inc. [read post]
24 Mar 2007, 11:11 am
Hear Ye Hear Ye Plaintiff Attorneys, Trial Lawyers and members of the American Association for Justice! [read post]
1 Nov 2019, 2:48 pm
Scott Silver is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide in securities investment fraud cases. [read post]
13 Jul 2022, 3:55 am
If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be found liable for investment losses in a FINRA arbitration claim. [read post]
13 Jul 2022, 3:55 am
If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be found liable for investment losses in a FINRA arbitration claim. [read post]
7 Jul 2012, 9:26 pm
Their Owners & Management & Others Risk Personal Liability If Others Defraud Plans or Mismanage Employee Benefit Plan Responsibilities; New Rules Give Employee Benefit Plan Fiduciaries & Investment Advisors New Investment Advice Options;DOL Proposes To Expand Investment Related Services Giving Rise to ERISA Fiduciary Status As Investment Fiduciary. [read post]
17 Mar 2025, 9:01 pm
It has been a privilege to serve these past couple of months as the Acting Chairman of the Securities and Exchange Commission.[1] This year also marks a personal milestone – my thirtieth year of legal practice, which started out as a first-year associate in the ’40 Act practice of a major law firm. [read post]
14 Sep 2010, 2:01 am
Michigan's Franchise Investment Law (Mich. [read post]
2 Mar 2009, 6:15 am
While the news headlines will focus on the $61B Q4 2008 loss, American International Group, Inc. [read post]
20 Jul 2019, 11:50 am
Forrest was registered with American Portfolios Financial Services, Inc. in Flint, Michigan from February 1, 2007 until November 16, 2016, FINRA states. [read post]
19 Aug 2017, 9:20 am
Smallest loss is payments x 3 for loss of investment in the car. [read post]
3 Aug 2014, 11:34 am
To vote for the American Bar Association's 100 best legal blogs, you can click here. [read post]
19 Apr 2008, 8:40 am
In other news this week, the North American Securities Administrators Association announced via press release that at least nine other state securities regulators are also investigating the auction-rate securities markets. [read post]
18 Nov 2024, 11:53 am
According to her FINRA broker report, Wimsatt was reportedly registered with the following firms during her career, among others. 11/01/2020 – 01/25/2024 AMERICAN TRUST INVESTMENT SERVICES, INC. [read post]
2 Nov 2011, 1:23 pm
Nov 2: As part of President Obama's "We Can't Wait" campaign, he delivered remarks in front of Washington, DC's Key Bridge and urged Congress to pass the transportation piece of the American Jobs Act (AJA), which he said would make an immediate investment of $50 billion in the nation's transportation infrastructure and a $10 billion investment to create a bipartisan National Infrastructure Bank. [read post]
