Search for: "Annuity Fund "
Results 201 - 220
of 2,878
Sort by Relevance
|
Sort by Date
18 May 2022, 1:17 pm
The regulator rep reportedly noted that some firms and brokers may not have a clear understanding of “alternative” mutual funds, which use high-risk options as part of their investment strategy. [read post]
18 May 2022, 7:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
12 May 2022, 12:44 pm
My prejudices run against annuities. [read post]
30 Apr 2022, 7:00 am
Here are some of the highlights from the sessions presented by representatives of the IRS, Treasury, and staffers on Capitol Hill: 2022 Message from the IRS Director, Exempt Organizations and Government Entities: Priorities FY 2021 Accomplishment LetterFY 2022 Program LetterAM 2020-006 (Abusive charitable remainder annuity trust structure)Examining Processes Abusive Transactions Form 13909 Tax-Exempt Organization Complaint (Referral)Communicate Securely with the IRS Online | New… [read post]
21 Apr 2022, 9:01 pm
On March 21, 2022, the Securities and Exchange Commission proposed, in a 510-page release, climate-related disclosure rules for public companies. [read post]
21 Apr 2022, 10:39 am
Retroactive child support these funds are identified by the court as repayment for money spent for the care and support of the child in the past. [read post]
19 Apr 2022, 1:12 pm
Gift annuities can be funded with cryptocurrency through a charity’s internal wallet. [read post]
18 Apr 2022, 8:49 am
Northstar Financial Services (Bermuda) offered investment and annuity-type products to investors outside the United States. [read post]
18 Apr 2022, 8:38 am
Northstar offered investment and annuity-type products to investors located outside the United States. [read post]
13 Apr 2022, 9:01 pm
Private Funds: Exams observed that more than 5,000 registered investment advisers (RIAs) manage roughly $18 trillion in private fund assets in strategies that include hedge funds, private equity funds, and real estate funds, whose investors include state and local pensions, family beneficiaries, charities, and endowments. [read post]
5 Apr 2022, 8:53 pm
The options to address settlement funds is governed by the Texas Property Code. [read post]
4 Apr 2022, 7:43 am
Allegations include unsuitable recommendations, unsuitable annuity sales, variable annuity switching, among others. [read post]
3 Apr 2022, 5:22 am
Anyone with a 401K who does not select a specific investment option could have some or all funds placed in an annuity. [read post]
25 Mar 2022, 8:35 am
After a nine-day trial in the Northern District of Georgia, the jury reportedly found that Cooke’s representations were fraudulent, and that instead of helping federal workers navigate their benefit options, he convinced them to roll over funds from their federal Thrift Savings Plan retirement accounts to purchase higher-fee variable annuity products. [read post]
15 Mar 2022, 12:30 pm
You'll want your executor and attorney to have access to these documents, and make sure information about bank accounts, mutual funds and safe deposit boxes is available, as well as real estate deeds, certificates for stocks, bonds and annuities, retirement plans, 401(k) accounts and IRAs. [read post]
10 Mar 2022, 2:18 pm
All three involved investments that were unsuitable, including variable annuities and over-concentration in real estate investment trusts, or REITs. [read post]
10 Mar 2022, 2:00 am
The litigants alleged the fiduciaries breached their duty of prudence under the Employee Retirement Income Security Act of 1974 (ERISA) by: Failing to monitor and control the record keeping fees paid by the plans, resulting in unreasonably high costs to the participants;Offering a number of mutual funds and annuities in the form of “retail” share classes that carried higher fees than those charged by identical “institutional” share classes;… [read post]
9 Mar 2022, 1:19 pm
It specifically prevents the state from investing pension or annuity funds in companies engaging in financial activities in Russia, and would prohibit the state from banking with institutions that provide services for Russia. [read post]
8 Mar 2022, 5:26 am
"Good cause" for an adjournment shall not include that the injury or illness upon which the subject claim before the Division of Workers' Compensation is based is also the basis for a pending application to a pension fund administered by the Division of Pensions and Benefits within the Department of the Treasury, including, but not limited to, the Public Employees' Retirement System (PERS), the Police and Firemen's Retirement System (PFRS), and the Teachers'… [read post]
7 Mar 2022, 4:05 am
Some exemptions include jointly owned assets with rights of survivorship as well as assets with designated beneficiaries (such as life insurance, annuities, and retirement accounts) and payable upon death or transfer on death accounts. [read post]
