Search for: "BlackRock Inc."
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17 Feb 2017, 7:56 am
BlackRock, Inc., which has 30 offices in 70 countries, was charged by the SEC and fined $340,000 for the illegal policy, which is alleged to have affected more than 1,000 employees. [read post]
17 Feb 2017, 7:56 am
BlackRock, Inc., which has 30 offices in 70 countries, was charged by the SEC and fined $340,000 for the illegal policy, which is alleged to have affected more than 1,000 employees. [read post]
7 Feb 2017, 6:10 am
Rowe Price Associates, Inc., ValueAct Capital, Vanguard, Washington State Investment Board, and Wellington Management. [read post]
19 Jan 2017, 9:52 am
Earlier in 2015, the SEC brought an enforcement action against KBR, Inc., a public company. [read post]
17 Jun 2016, 6:05 am
Evidence From Venture Capital Posted by Bibo Liu, Tsinghua University, and Xuan Tian, Indiana University, on Thursday, June 16, 2016 Tags: Fund managers, Information asymmetries, Information environment, Market efficiency, Market reaction, Public firms, Stock performance, Venture capital firms Engagement: The Missing Middle Approach in the Bebchuk–Strine Debate Posted by Jasmin Sethi and Matthew Mallow, BlackRock, Inc., on Thursday, June 16, 2016 Tags: Bebchuk-Brav-Jiang… [read post]
16 Jun 2016, 6:10 am
Posted by Jasmin Sethi and Matthew Mallow, BlackRock, Inc., on Thursday, June 16, 2016 Editor's Note: Jasmin Sethi is Vice President and Matthew Mallow is Senior Managing Director and Chief Legal Officer at BlackRock, Inc. [read post]
3 Jun 2016, 7:04 am
BlackRock settled the charges with a $12 million penalty, while the then-CCO paid $60,000. [read post]
11 Dec 2015, 3:06 am
”: Buybacks have drawn criticism from some fund managers including Larry Fink, chief executive of BlackRock Inc., which oversees $4.5 trillion in assets. [read post]
27 Aug 2015, 3:31 pm
The FLP team consists of Star America Infrastructure and Aldridge Electric, Inc. as equity owners with Aldridge Electric, Inc. also acting as the design-build contractor, Parsons Brinkerhoff, Inc. as the designer, and Cofely Services, Inc. acting as operations and maintenance provider. [read post]
6 Aug 2015, 9:00 pm
"More at BlackRock betting big data can help revive its active equity funds [read post]
29 Jul 2015, 5:25 am
Macquarie Capital (USA), Inc., Aaron Black and William FangCase number: 15-cv-02304 (United States District Court for the Southern District of New York)Case filed: March 27, 2015Qualifying Judgment/Order: April 1, 2015 5/29/2015 8/27/2015 2015-50 In the Matter of BlackRock Advisors, LLC and Bartholomew A. [read post]
19 Jun 2015, 11:23 am
In an action against BlackRock Advisors, LLC, CCO Bartholomew A. [read post]
16 Jun 2015, 8:30 am
He could face up to 20 years in prison.According to the SEC, from 2003 to 2012, Quigley allegedly managed to convince foreign investors to purchase securities for various “blue chip” companies such as Dell Inc, Berkshire Hathaway INC, and BlackRock INC., as well as “start up” companies that were considered on the verge of going public.Foreign investors sent their funds to various U.S bank and brokerage accounts set up by Quigley and his two… [read post]
15 Jun 2015, 3:13 am
In a recent published statement concerning his votes against two regulatory settlements by investment advisers Blackrock Advisors, LLC and SFX Financial Advisory Management Enterprises, Inc., Gallagher explains his concern about what he sees as dubious regulation through enforcement actions. [read post]
20 May 2015, 6:02 am
Although the two most influential proxy advisory firms, Institutional Shareholder Services Inc. and Glass Lewis & Co., both supported Trian’s slate of director nominees, DuPont’s three largest institutional shareholders, The Vanguard Group, Blackrock, Inc. and State Street Corporation, all voted in favor of DuPont’s slate. [read post]
12 May 2015, 3:30 pm
Inc. 90271J739 UBS Trigger Phoenix Autocallable Optimization Securities linked to Genworth Financial, Inc. 90271J721 UBS Trigger Phoenix Autocallable Optimization Securities linked to BlackRock, Inc. 90271J689 UBS Trigger Phoenix Autocallable Optimization Securities linked to Baidu, Inc. 90271J671 UBS Trigger Phoenix Autocallable Optimization Securities linked to Bank of America 90271J663 UBS Trigger Phoenix Autocallable Optimization Securities linked to… [read post]
2 May 2015, 12:00 pm
BlackRock Advisors Charged With Failing to Disclose Conflict of Interest to Clients and Fund Boards BlackRock Advisors LLC has been charged with breaching its fiduciary duty by failing to disclose a conflict of interest created by the outside business activity of a top-performing portfolio manager. [read post]
7 Apr 2015, 5:20 pm
Warner and Daniela Suarez de los Santo On Thursday, March 26, 2015, Petróleos Mexicanos (Mexico’s national oil company better known as Pemex), BlackRock Inc., and First Reserve Corp announced a major investment project that will bring U.S. natural gas to central Mexico. [read post]
24 Mar 2015, 6:19 am
Most recently, BlackRock Inc. and the Vanguard Group, the largest and third largest U.S. asset managers with more than $7 trillion in combined assets under management, have made public statements emphasizing that they are focused on corporate governance and board engagement. [read post]
29 Jan 2015, 3:14 pm
Contrary to what Blackrock stated, the Court did not find any multiple meanings of the slogan, nor did Blackrock provide any. [read post]
