Search for: "Board of Professional Responsibility"
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27 Sep 2023, 12:45 pm
CFP Board has recently reportedly imposed sanctions on several current or former CFP® professionals. [read post]
21 Mar 2017, 2:46 am
Boards of directors owe a fiduciary duty to the association’s members. [read post]
8 Nov 2023, 11:48 am
Lawyers, financial professionals, branding experts, and human resource skills are in demand for board roles. [read post]
29 Apr 2015, 4:07 pm
Financial advisors with the CFP designation must follow the CFP Board’s Code of Ethics and Professional Responsibility and Rules of Conduct (“CFP Rules”). [read post]
28 Apr 2018, 11:31 am
The Disciplinary Counsel himself will argue a case next Thursday at 2 pm before the District of Columbia Board on Professional Responsibility where an Ad Hoc Hearing Committee proposes disbarment on multiple counts of ethics violations. [read post]
7 Jun 2018, 1:37 pm
As I have mentioned previously, the new leadership at the District of Columbia Bar, Disciplinary Counsel and the Board on Professional Responsibility (all of whom replaced longtime prior leadership who had lasted well beyond their respective expiration dates) show every... [read post]
24 Mar 2023, 3:50 pm
Misconduct in his own divorce litigation drew a proposed disbarment of an attorney by the District of Columbia Board on Professional Responsibility. [read post]
29 Dec 2015, 6:47 am
From the web page of the Tennessee Supreme Court The Tennessee Supreme Court has unanimously affirmed a Board of Professional Responsibility hearing panel’s imposition of sanctions against Williamson County attorney Connie Reguli and the trial court’s requirement that Ms. [read post]
8 Dec 2022, 6:48 am
The District of Columbia Court of Appeals has disbarred an attorney convicted of two offenses under local law The Board on Professional Responsibility recommends that respondent be disbarred after he pled guilty to felony third-degree sexual abuse (force), D.C. [read post]
16 Nov 2009, 11:04 pm
Better understand the role and responsibilities of corporate governance by serving on a board yourself. 4. [read post]
14 Oct 2006, 3:31 pm
The registry board, according to SSP President Chuck Derenne, is currently developing an educational curriculum in collaboration with the Center for Financial Responsibility located at Texas Tech University. [read post]
15 Feb 2020, 6:15 pm
From the Tennessee Supreme Court The Supreme Court held today that the Board of Professional Responsibility failed to prove that an attorney, James S. [read post]
9 Aug 2019, 6:02 am
A staff report on the web page of the Ohio Supreme Court The Ohio Board of Professional Conduct has issued four advisory opinions in response to requests for advice. [read post]
1 Sep 2017, 4:05 am
Board on Professional Responsibility) has an article at Above the Law on a Bar Association of the City of New York Committee on Professional Ethics opinion which... [read post]
14 Jul 2021, 8:17 am
Notably the amended language strikes the "general supervising authority" provisions of the Lawyers Professional Responsibility Board over the bar prosecutor The... [read post]
8 Apr 2021, 4:51 am
Here is the order in Board of Professional Responsibility v. [read post]
2 Apr 2015, 4:26 am
A 90-day suspension with fitness was imposed by the District of Columbia Court of Appeals for an unauthorized communication with a represented party and dishonesty the Board on Professional Responsibility (“Board”) recommended that respondent be suspended for a period of... [read post]
27 Jul 2023, 7:04 am
The District of Columbia Court of Appeals has disbarred an attorney In this bar disciplinary matter, the District of Columbia Board on Professional Responsibility (“Board”) concluded in a Report and Recommendation, following review of a Report and Recommendation by an... [read post]
3 Jan 2008, 6:07 am
As a follow up to yesterday's post on the Rule 1.15 record-keeping decision in the District of Columbia, here's the link to the report of the Board on Professional Responsibility in the Cloud case. [read post]
27 Oct 2023, 8:12 am
A District of Columbia Hearing Committee that presides over the Jeffrey Clark bar discipline matter has issued an opinion to the Board on Professional Responsibility recommending that the Board deny Clark's request to defer the proceeding pending resolution of the... [read post]
