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30 Jul 2019, 12:05 pm
Houston Cas. [read post]
27 Jul 2019, 2:32 pm
Department of Agriculture’s Food Safety and Inspection Service (FSIS) announced today. [read post]
25 Jul 2019, 12:05 pm
Marc Francis Rogers has been registered with Wells Fargo Clearing Services, LLC in East Palo Alto, CA since July 6, 2010, FINRA states. [read post]
10 Jul 2019, 12:55 pm
Tinley Park Hotel and Convention Center, LLC On January 9, 2019, the Board issued its decision in Tinley Park Hotel and Convention Center, LLC (“Tinley Park”), Case No. 13-CA-141609, upholding the administrative law judge’s (“ALJ”) determination that certain handbook rules which attempted to regulate employee behavior characterized as discourteous, disrespectful, disloyal, and/or disruptive were illegal under the Act. [read post]
4 Jul 2019, 3:10 am
Boatworks, LLC v. [read post]
30 Jun 2019, 1:18 pm
Shea has spent 8 years in the securities industry with 10 different firms, and has also been registered with the following firms: Arete Wealth Management, LLC, Orinda, CA— May 20, 2016 to August 16, 2017Penserra Securities, LLC, Orinda, CA— February 11, 2015 to April 4, 2016Gordian Investments, LLC, Orinda, CA— September 24, 2012 to September 30, 2014Internet Securities, San Francisco, CA— March 23, 2012 to… [read post]
18 Jun 2019, 1:05 pm
Michael Tanha has only three years of experience in the securities industry, and was registered at the following firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Beverly Hills, CA— October 8, 2014 to June 14, 2017Northwestern Mutual Investment Services, LLC, Las Vegas, NC— July 16, 2013 to September 16, 2014 Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints… [read post]
12 Jun 2019, 11:20 am
Editor’s note: Bill Marler is the publisher of Food Safety News and a founding member of Marler Clark LLC, a Seattle law firm that handles food poisoning cases. [read post]
28 May 2019, 1:58 pm
John Spach (CRD#: 2731192) is a former registered broker and investment advisor whose last known employer was Kestra Investment Services, LLC (CRD#: 42046) of Aliso Viejo, CA. [read post]
20 May 2019, 6:11 am
Robert Lee Basile (CRD#: 2392772, aka “Bob Basile”) is a former registered broker and investment advisor who was last employed with PARK AVENUE SECURITIES LLC (CRD#:46173) of Corona, CA. [read post]
14 May 2019, 4:22 pm
The specific seafood involved is anchovies, which are an ingredient in the company’s chicken Caesar salad, according to a recall notice posted today by the USDA’s Food Safety and Inspection Service. [read post]
9 May 2019, 1:00 pm
USAA Cas. [read post]
24 Apr 2019, 12:07 pm
CA”) in Alvarez v. [read post]
19 Apr 2019, 1:42 pm
Little River Holdings, LLC Assistant Director, Manistee, MI. [read post]
8 Apr 2019, 8:14 am
Hydra Group, LLC, 10 CIV 1770 (VMS) (E.D.N.Y. [read post]
29 Mar 2019, 1:27 pm
Jill Grant & Associates, LLC Associate Attorney, Washington, DC. [read post]
26 Mar 2019, 3:00 am
Maxine Waters (D-CA), Chair of the House Financial Services Committee published the Committee’s hearing schedule for March, and in addition to already-announced priorities, of particular note is a March 26 subcommittee hearing on “Building a Sustainable and Competitive Economy” which will focus on “proposals to improve environmental, social, and governance disclosures. [read post]
22 Mar 2019, 3:09 pm
Nuance Transcription Services Also released for publication on March 14, 2019, is an advice memo in Nuance Transcription Services, Inc., Case No. 28-CA-216065, dated November 14, 2018, in which Division of Advice found a management directive requiring a complaining employee to participate in the investigation of wrong-doing unrelated to an unfair labor practice and stating that their future failure to do so would be considered insubordination for which they could be… [read post]
12 Mar 2019, 4:00 am
Co. v Maryland Cas. [read post]
6 Mar 2019, 9:28 am
In Banker’s Life & Cas. [read post]
