Search for: "CAPITAL ONE FINANCIAL CORP."
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13 Feb 2017, 6:19 am
From December 2008 until September 2016 Estevez was registered with Investors Capital Corp. [read post]
8 Sep 2016, 7:00 am
In one case, Dundee Acquisition Corp. has agreed to acquire CHC Student Housing Corp—a micro-cap public company listed on the TSXV. [read post]
2 Oct 2011, 10:05 pm
He graduated from Capital University Law School in Columbus, OH in 1991. [read post]
6 Jul 2015, 8:02 pm
Capital One (Fed. [read post]
13 Jun 2010, 3:12 pm
One has doubts. [read post]
27 Jul 2017, 3:00 am
Non-GAAP: Corp Fin (Once) Said “Tone it Down” In other non-GAAP news, in this article, the WSJ reported that Corp Fin told one major airline to tone down the praise of a non-GAAP measure. [read post]
12 Jul 2011, 7:54 pm
“It gives the largest financial institutions a competitive [cost of capital] advantage. [read post]
29 Jan 2010, 8:57 am
The companies from which shareholders are seeking reports include Cabot Oil & Gas Corp., Chesapeake Energy, Exxon Mobil Corp., Hess Corp., El Paso Corp., Energen Corp., EOG Resources, EQT Corp., Range Resources, Ultra Petroleum Corp., Williams Companies Inc., and XTO Energy Inc. [read post]
19 Oct 2021, 7:41 am
Szempruch’s previous employers include: Global Arena Capital Corp (CRD#:16871) of New York, NY, and expelled by FINRA on 1/4/2016 Prestige Financial Center, Inc. [read post]
19 Jun 2022, 7:17 pm
American Realty Capital Corp., now known as Vereit inc. settled a class action lawsuit for $738.5 million after its chief financial officer and the former chief accounting officer were reportedly convicted of allegations of fraudulently inflating financials. [read post]
18 Feb 2016, 5:51 am
From March 2010 until October 2013, Ramsahai was associated with Aegis Capital Corp. [read post]
21 Apr 2021, 9:37 am
AEGIS CAPITAL CORP. [read post]
19 May 2016, 3:08 am
And here’s the memos that I’m posting in our “Non-GAAP Measures” Practice Area – as one of the memos highlights, pay special attention to the CDI on adjusted revenue measures… CII’s Testimony on Capital Formation Here’s CII’s 16-page testimony submitted for the hearing entitled “Legislative Proposals to Enhance Capital Formation, Transparency, and Regulatory Accountability” before the House… [read post]
29 Jun 2010, 1:47 pm
The leading sellers were Capital Financial Services Inc., with $33.7 million in sales, Next Financial Group, with $33.5 million, and QA3 Financial Corp., with $32.6 million. [read post]
14 Jan 2008, 6:18 pm
BMO Capital Markets Corp. [read post]
2 Aug 2022, 5:25 am
To learn more about the firm’s investigation of Aegis Capital Corp. please see: Aegis Capital Corp. [read post]
26 Mar 2018, 10:18 am
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
4 Apr 2011, 9:02 am
$271,000 K-One Investment Co. [read post]
11 Apr 2007, 11:00 am
The Enron Corp. shareholders that are suing three big investment banks for their alleged roles in helping Enron hide its failing financial position have petitioned the U.S. [read post]
16 Aug 2013, 12:25 am
Wharton Advisors Corp — not Wharton Capital (at least for now). [read post]
