Search for: "Capital Finance, LLC" Results 201 - 220 of 1,406
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9 Feb 2022, 9:31 am by Stoltmann Law Offices
Securities and Exchange Commission (SEC) filed an emergency action against Woods, Southport Capital and Horizon Private Equity, III, LLC for “alleged violations of federal securities fraud, with the intent of freezing the parties’ assets, appointing a receiver and gaining a full accounting of the finances involved. [read post]
7 Feb 2022, 1:26 pm by Johanna Alonso
Katherine Hill Ritchie, who owns an investment and advisory firm targeted towards family offices called Private Capital Investments, LLC, joined the corporation last week as ... [read post]
7 Feb 2022, 8:01 am by Raquel Leslie, Brian Liu
The agency is also currently reviewing whether China-controlled Pacific Networks Corp. and its ComNet (USA) LLC unit pose similar risks to U.S. national security. [read post]
7 Feb 2022, 3:30 am by Liz Dunshee
Morgan Stanley Capital I Inc., Verizon ABS II LLC, Ford Credit Auto Receivables Two LLC, Nissan Auto Leasing LLC II, and Toyota Auto Finance Receivables LLC filed the registration statements to help their parent companies sell securities backed by mortgages, auto lease contracts, and other assets. [read post]
24 Jan 2022, 8:20 am by David M. McLain
 MCLC provided the capital, land, and an established public-private partnership with the city and county entities for infrastructure financing. [read post]
19 Jan 2022, 2:35 am by The White Law Group
  GWG Holdings finances its portfolio of life insurance assets through the sale of alternative investment products, according to its website. [read post]
17 Jan 2022, 2:09 pm by Bob Ambrogi
Marks Baughan Securities LLC served as the exclusive financial advisor to Casetext. [read post]
17 Jan 2022, 2:09 pm by Bob Ambrogi
Marks Baughan Securities LLC served as the exclusive financial advisor to Casetext. [read post]
14 Jan 2022, 5:57 am
Treasury: Lender of Last Resort and Fiscal Policy Posted by Hal Scott (Harvard Law School), on Wednesday, January 12, 2022 Tags: Banks, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Moral hazard, Risk, Systemic risk, Treasury Department CEO Leadership Redefined Posted by Christine DiBartolo, Brent McGoldrick, and Elly DiLeonardi, FTI Consulting, on Wednesday, January 12, 2022 Tags: Compliance &… [read post]
11 Jan 2022, 7:10 am by Rob Robinson
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital… [read post]
10 Jan 2022, 2:15 pm
Exhibit A to the financing statement described the collateral securing Rice’s debt to Glaser Weil. [read post]
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
7 Jan 2022, 11:57 am by Mark J. Furletti and John Sadler
  Many of the allegations in the FTC’s complaint were similar to those made in the amended complaint filed against RAM Capital Funding LLC and the other named defendants. [read post]
6 Jan 2022, 1:18 pm by The White Law Group
   American Finance Trust (AFIN) is a publicly traded real estate investment trust formerly known American Realty Capital Trust V. [read post]
4 Jan 2022, 5:00 pm
  From the folks at Global SWF LLC, a new report that is worth reading--The 2022 Annual Report: State Owned Investors 3.0. [read post]
1 Jan 2022, 8:20 am by Rob Robinson
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
30 Dec 2021, 4:22 am by The White Law Group
Recently, DSTs have been gaining in popularity for a number of reasons including being able to secure financing more readily and attract more investors with lower minimum investments amounts. [read post]