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10 May 2022, 8:27 am
Solomon - CEO, Cowen, Inc. [read post]
6 May 2022, 7:30 am
Assignment is generally preferred for the transfer of fully funded loans whilst novation is preferred for partially or fully unfunded loans. [read post]
5 May 2022, 9:01 pm
Marble Ridge Capital: The Story Behind the $1 Billion-Plus Legal Battle, Fashion L. [read post]
27 Apr 2022, 7:20 am
Cole Financial, Inc. [read post]
23 Apr 2022, 5:42 pm
In total, all short sellers lost $5.05 billion on their bets against GameStop.Id.GameStop’s short squeeze was just one in a long line of stocks impacted by sharp volatility due to a conflict between Wall Street short sellers and internet investors bubbles, including Virgin Galactic Holdings, Inc.; Workhorse Group, Inc.; AMC Networks, Inc.; and Bed Bath & Beyond, Inc. [read post]
18 Apr 2022, 7:24 am
If you are concerned about investments with IBN Financial Services Inc., the securities attorneys at The White Law Group may be able to help you. [read post]
13 Apr 2022, 1:31 am
Concerned about investment in Pacific Oak Strategic Opportunity REIT, Inc? [read post]
8 Apr 2022, 5:50 am
Lo (MIT Sloan), and Ruixun Zhang (Peking University), on Friday, April 1, 2022 Tags: Behavioral finance, Institutional Investors, Investor horizons, Market conditions, Peer groups, Social networks Statement by Commissioner Peirce on Proposal on SPACs, Shell Companies, and Projections Posted by Hester M. [read post]
8 Apr 2022, 5:50 am
Lo (MIT Sloan), and Ruixun Zhang (Peking University), on Friday, April 1, 2022 Tags: Behavioral finance, Institutional Investors, Investor horizons, Market conditions, Peer groups, Social networks Statement by Commissioner Peirce on Proposal on SPACs, Shell Companies, and Projections Posted by Hester M. [read post]
8 Apr 2022, 2:05 am
Regulatory Affairs, Managed Funds Association (Washington, DC) Corporate Counsel, LS Power (Saint Louis, MO) Sr. [read post]
4 Apr 2022, 7:00 am
Match Group, Inc. granted in part the online dating service provider’s motion to dismiss. [read post]
1 Apr 2022, 12:16 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna… [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
1 Apr 2022, 4:00 am
How Google and Amazon Bankrolled a ‘Grassroots’ Activist Group of Small Business Owners to Lobby Against Big Tech Oversight CNBC – Eamon Javers and Meghan Maharishi | Published: 3/30/2022 The Connected Commerce Council (3C), which pitches itself as a grassroots movement representing small business owners, is really a well-financed advocacy group funded by Google and Amazon. [read post]
31 Mar 2022, 7:00 pm
Although the key terms ‘credit institution’, ‘repayable funds’ and ‘public’ are European law (Capital Requirements Regulation) concepts, there is limited official European guidance as to their meaning. [read post]
24 Mar 2022, 7:47 am
(CRD#:30833) and Trustmont Financial Group, Inc. [read post]
21 Mar 2022, 11:09 am
» The post Geneos Wealth Sanctioned for Rules Violations for LJM Funds & GPB Capital Funds appeared first on The White Law Group. [read post]
17 Mar 2022, 12:08 pm
Paul Koch was reportedly affiliated with the following firms during his career, among others, according to FINRA: 10/26/2018 – 02/04/2022, RBC CAPITAL MARKETS, LLC (CRD#:31194), Wayzata, MN, 01/28/2009 – 11/07/2018, UBS FINANCIAL SERVICES INC. [read post]
17 Mar 2022, 11:06 am
“Nonshareholder contributions to capital” (Brown Shoe Co., Inc. v. [read post]
15 Mar 2022, 1:53 am
According to a Letter to Stockholders on March 7, the Board recommended they reject an unsolicited tender offer by CMG Partners and its affiliates, CMG Income Fund II LLC, CMG Liquidity Fund LLC and Blue River Capital LLC. [read post]
