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6 Jun 2010, 7:41 pm by Kevin Funnell
It’s also worried the proposal will hurt venture-backed technology companies, SVB’s main banking clientele. [read post]
29 Jun 2007, 10:04 am
About 85 percent of exchange-traded securities are held by brokers and banks on behalf of their clients, according to the SEC. [read post]
3 Sep 2015, 3:05 am by Jan von Hein
In doing so, the author also analyses to what extent the decision is in line with the more recent judgment of the ECJ in Kolassa v Barclays Bank. [read post]
17 Nov 2013, 6:27 pm by Allison Tussey
According to TARP records, One Financial Corporation, the parent company of One Bank and Trust, Little Rock, Arkansas, received $17.3 million in federal taxpayer funds through the U.S. [read post]
15 May 2017, 2:55 am by NCC Staff
Most relevant here are the Court’s decisions holding that expecting constitutional protection from government acquisition of information surrendered to third parties—whether they be internet service providers, banks, or phone companies—is not reasonable, since we “assume the risk” that those third parties will decide to give that information to the government. [read post]
18 Feb 2022, 4:52 am by SHG
The old joke asks why Willie Sutton robs banks. [read post]
8 May 2024, 8:31 am by Christopher J. Hubbert
 For more information, please contact Andrew Wilber (AJW@kjk.com; 216.736.7298) or Christopher Hubbert (CJH@kjk.com; 216.736.7215) or another member of our Corporate & Securities practice group. [read post]
22 Sep 2013, 2:35 pm by Megan Muir
An “accredited investor” includes: an individual with a net worth greater than US$1 million (exclusive of the value of a primary residence), either individually or jointly with the individual’s spouse a natural person with income exceeding US$200,000 in each of the two most recent years or joint income with a spouse whose annual income exceeds US$300,000 for those years and a reasonable expectation of the same income level in the current year a trust with assets in excess of… [read post]
17 Jul 2011, 9:55 am by Hugh Tomlinson QC, Matrix Law
The Belize Bank Limited v The Attorney General of Belize and others, heard 6 July 2011. [read post]
20 Jun 2024, 3:01 pm by Christopher J. Hubbert
As a result, microcap companies may struggle to raise equity capital through a traditional underwriter, and may not have the assets or dependable revenue stream to obtain bank financing. [read post]
4 Dec 2013, 8:49 am by Allison Tussey
The enterprise then relied on the complicit actions of a closing agent at a title company to synchronize two closings to occur on a set schedule, so that the innocent parties in these transactions would remain unaware of the fraudulent activity surrounding the short sale. [read post]
26 Apr 2016, 4:28 am by Robert Kreisman
Later on in the lawsuit, First Midwest Bank/Wealth Management Company joined Dempe as plaintiff. [read post]
29 Jun 2018, 7:44 am by Hannah Kris
Current economic sanctions prohibit EU persons and businesses from doing business with Russia’s banking, financial and energy sectors for six more months. [read post]
3 Aug 2018, 3:00 am by Christopher Tyner
”  As the News Roundup has noted, the incident giving rise to the potential settlement involved former officer Christopher Hickman violently detaining Johnnie Rush. [read post]
18 May 2007, 7:57 am
"Holmes," said Watson, turning a five-pound note between his fingers, "I've been thinking back to our visit to your brother Mycroft and that extraordinary bank — I should say, investment bank — of which he is a director. [read post]