Search for: "Clayton Corporation" Results 201 - 220 of 943
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20 Nov 2020, 6:00 am
Nguyen (Driehaus College of Business), on Wednesday, November 18, 2020 Tags: Asset management, ESG, Fund managers, Incentives, Innovation, Patents, R&D, Sustainability Testimony by Chairman Clayton on Oversight of the Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
10 Nov 2020, 7:19 am by John Jascob
Racial equity in the securities regulation context could mean reintroduction of the several corporate diversity and inclusion bills that were passed by the House during the 116th Congress and which target racial equity on corporate boards and in executive management roles. [read post]
8 Nov 2020, 9:56 pm by Kevin LaCroix
UPDATE: Knowledgeable readers have pointed out to me that current SEC Chair Jay Clayton’s term runs until June 2021, and he could serve in the role until that time unless he withdraws or resigns prior to that. [read post]
6 Nov 2020, 7:39 am by John Jascob
The SEC should seek input from issuers, transfer agents, broker-dealers, clearing corporations, banks, investors, regulators, exchanges, underwriters, and industry experts at this dematerialization roundtable.Discussion. [read post]
6 Nov 2020, 6:30 am
Securities and Exchange Commission, on Tuesday, November 3, 2020 Tags: Capital formation, Equity offerings, Investor protection, Registration exemptions, SEC, Securities regulation Statement by Chairman Clayton on Harmonizing, Simplifying and Improving the Exempt Offering Framework Posted by Jay Clayton, U.S. [read post]
3 Nov 2020, 9:06 pm by Veena Ramani
Securities and Exchange Commission (SEC) Chair Jay Clayton, urging the agency to mandate climate risk disclosure. [read post]
3 Nov 2020, 10:29 am by Geoff Schweller
” In addition to monetary awards, the SEC Whistleblower Program provides anti-retaliation protections to corporate whistleblowers. [read post]
30 Oct 2020, 6:01 am
Wang (Harvard Business School), on Tuesday, October 27, 2020 Tags: Capital allocation, Equity offerings, EU, Innovation, International governance, Payouts, R&D, Shareholder value, Short-termism Statement by Chairman Clayton on Regulation Best Interest and Form CRS Posted by Jay Clayton, U.S. [read post]
29 Oct 2020, 11:42 am by Geoff Schweller
In addition to monetary awards, the SEC Whistleblower Program provides anti-retaliation protections to corporate whistleblowers. [read post]
29 Oct 2020, 8:10 am by John Jascob
By Anne Sherry, J.D.A joint statement from SEC Chairman Jay Clayton and the directors of the Divisions of Investment Management, Corporation Finance, and Trading and Markets outlined some of the issues underlying complex investment products available to retail investors. [read post]
27 Oct 2020, 4:48 pm by luiza
  They are fundamentally investment vehicles, although they are structured like corporations. [read post]
19 Oct 2020, 3:00 am by John Jenkins
Anyway, here’s Chair Clayton’s statement on the adoption of the amendments, and here’s the customary dissenting statement from Commissioners Lee and Crenshaw. [read post]
14 Oct 2020, 2:49 am by Liz Dunshee
Can you decipher the 40 selections from the corporate governance field’s “alphabet soup”? [read post]
12 Oct 2020, 3:01 pm by Kevin LaCroix
., a publicly traded SPAC, and certain directors and officers of the Kensington Capital, in connection with a planned reverse merger transaction involving QuantumScape Corporation. [read post]
10 Oct 2020, 11:26 am by Nassiri Law
Clayton County, GA ruled in June 2020 that firing someone because of their sexual orientation of transgender status violates Title VII. [read post]
8 Oct 2020, 11:20 am by Eric Havian
Department of Justice announced that “these are the largest [Clayton Act] Section 4A settlements in American history. [read post]
2 Oct 2020, 6:11 am
Securities and Exchange Commission, on Friday, September 25, 2020 Tags: Capital markets, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder rights, Shareholder voting Letter to House Subcommittee by SEC Chairman Jay Clayton Posted by Jay Clayton, U.S. [read post]
29 Sep 2020, 3:49 pm by Sarah Aberg and Ariela Pier
Avakian used her time to highlight the Division’s enforcement priorities, operations, and challenges in the years since Jay Clayton became the director of the SEC in May 2017. [read post]