Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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12 May 2012, 5:12 am
The broad scope of new regulation under Dodd-Frank, issued by agencies including the SEC, Commodity Futures Trading Commission (CFTC) and others, will result in fundamental changes across the financial industry. [read post]
11 May 2012, 6:27 pm
The securities action, which restrains Michael McNerney from future securities violations, is SEC v. [read post]
2 May 2012, 11:29 am
In SEC v. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy, executive… [read post]
22 Apr 2012, 10:15 pm
The Investment Company Institute and the Chamber of Commerce of the United States sued the Commodities Futures Trading Commission (CFTC) under the Administrative Procedure Act (APA) and the Commodities Exchange Act (CEA), according to the BLT (includes complaint). [read post]
20 Apr 2012, 10:23 pm
In other commodities/futures trading news, last month the U.S. [read post]
21 Mar 2012, 2:00 am
Commodity Futures Trading Commission (“CFTC”) provided they managed pools of capital funded solely by sophisticated investors. [read post]
3 Mar 2012, 1:59 am
Gerson and Rocco V. [read post]
2 Mar 2012, 4:26 pm
The SEC and the Commodity Futures Trading Commission (“CFTC”) adopted new reporting rules on October 31, 2011. [read post]
9 Feb 2012, 2:00 am
In fact, Broc Romanek wrote in December about a lawsuit filed against the Commodity Futures Trading Commission alleging that among other things the CFTC failed to conduct an adequate cost-benefit analysis in adopting rules that limit positions that investors may take in certain commodities. [read post]
23 Jan 2012, 8:53 am
(Randy Barnett) In Marbury v. [read post]
21 Jan 2012, 9:49 am
" Hill had been a magazine editor and published author, and had her own television production company; Dittmer was the founder of a major commodities trading company. [read post]
12 Jan 2012, 1:09 pm
In fact, investment funds and commodity pools may be precluded from trading certain currencies at all, warned the associations, since not all currencies have corresponding exchange-traded futures contracts or are represented on retail foreign exchange platforms.According to the associations, there is no indication that requiring customers that are clearly institutional in nature to trade in the retail markets will add any protection for… [read post]
5 Dec 2011, 8:30 am
Public Citizen led the push for tight restrictions on energy speculators, urging the Commodity Futures Trading Commission to establish firm position limits in energy derivative markets. [read post]
28 Nov 2011, 8:57 pm
CFTC Rule 1.20, 1.23, 1.25, 1.32, 30.7 and Section 4d(a)(2) of the Commodity Exchange Act ("CEA"). [read post]
21 Nov 2011, 7:43 am
" On October 31st, the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC") jointly announced final rules relating to new reporting requirements for advisers of certain private funds, commodity pool operators and commodity trading advisors.2 The new rule will require filing of Form PF (for "private fund") by investment advisers registered with the SEC… [read post]
21 Oct 2011, 7:29 am
Tamara de Silva The Commodity Futures Trading Commission ("CFTC") finalized its proposed rule 76 FR 4752, instituting sweeping new constraints on speculation in commodities by the imposition of new position limits[1] on futures for food, energy and metals contracts. [read post]
15 Sep 2011, 8:44 am
As discussed here, the Commodity Futures Trading Commission has adopted its Final Rules to implement a whistleblower program mandated by the Dodd-Frank Act. [read post]
24 Aug 2011, 5:00 am
In Commodity Futures Trading Comm. v. [read post]
14 Jul 2011, 10:16 pm
Co. v. [read post]
