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18 Jan 2022, 9:05 am by Katherine Pompilio
The committee will hear testimony from Christine Bliss, president of the Coalition of Services Industry; Wendy S. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
As long-time readers of this blog know, one of the long-range concerns in the D&O insurance industry is the possible exposures of corporate directors and officers to liability claims arising from climate change (as discussed most recently here). [read post]
27 Dec 2021, 7:12 am by Silver Law Group
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
10 Dec 2021, 4:42 pm by INFORRM
” Decisions this Week In cooperation with UNESCO, Columbia Global Freedom of Expression will be publishing a series of analyses of important decisions relating to privacy and freedom of expression. [read post]
10 Dec 2021, 4:59 am
Williams (York University), Sarah Barker (MinterEllison), and Alex Cooper (CCLI), on Wednesday, December 8, 2021 Tags: Boards of Directors, Climate change, Director liability, ESG, Fiduciary duties, Risk, Sustainability The New DOL Proposal May Change the ESG Game Posted by Melissa Kahn, State Street Global Advisors, on Wednesday, December 8, 2021 Tags: DOL, ERISA, ESG, Index funds, Institutional… [read post]
8 Dec 2021, 11:27 am by CFM Admin
We have also highlighted some recent industry updates that we believe may impact our clients. [read post]
8 Dec 2021, 7:27 am by CFM Admin
We have also highlighted some recent industry updates that we believe may impact our clients. [read post]
3 Dec 2021, 1:29 pm by Silver Law Group
In an email, Wells notified FINRA that he would not be cooperating with the investigation. [read post]
1 Dec 2021, 11:53 am by Brian Liu, Raquel Leslie
Other companies sanctioned by SAMR include online retailers JD.com Inc., Suning Ltd. and Baidu Inc. [read post]
22 Nov 2021, 12:27 pm by Lori J. Sommerfield
At an industry fair lending conference last week, officials from the U.S. [read post]