Search for: "Credit Suisse Securities LLC"
Results 201 - 220
of 256
Sorted by Relevance
|
Sort by Date
21 Sep 2009, 10:36 am
District Court Judge Jack Weinstein, after a jury found a Credit Suisse broker guilty of securities fraud, in considering what sentence to impose, instructed lawyers on both sides to put the defendant's acts in the context of "how pernicious and pervasive was the culture of corruption" on Wall Street that "brought our financial system to its knees. [read post]
1 Dec 2011, 1:58 pm
Credit Suisse Securities (USA) LLC 406.6M Kajeet Inc. v. [read post]
27 Mar 2012, 10:14 pm
Credit Suisse Securities (USA) LLC v. [read post]
12 Jun 2014, 8:00 pm
Observation Although the Court did not write about other instances of federal "preclusion" -- as in Credit Suisse Securities v. [read post]
18 Jun 2007, 10:11 am
(Credit Suisse Securities (USA) LLC v. [read post]
22 Mar 2023, 12:52 pm
The collapse of the banks in the United States, whether it’s the Silicon Valley Bank, Signature Bank, Credit Suisse, there’s got a lot that’s got everyone talking, reminiscent of the banking collapse in 2008. [read post]
26 Mar 2012, 7:47 am
Justice Scalia delivered the first opinion of the day, Credit Suisse Securities (USA) LLC v. [read post]
10 Sep 2019, 2:34 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
21 Sep 2010, 7:09 pm
Frank Pusateri (Adriondack Portfolio Management, Inc) Bucky Isaacson (Future Funding Consultants) 9:00 – 9:30 – Marketing in Europe (Sponsored by Horizon Cash Management, LLC) Cecilia Mortimore (Credit-Suisse Securities (USA) LLC) 9:30 – 10:00 – Institutional Marketing (Sponsored by Mallon P.C.) [read post]
16 Jan 2015, 6:16 am
– $ 5million Credit Suisse Securities (USA), LLC – $5 million Goldman, Sachs & Co. [read post]
13 Mar 2013, 11:50 am
The United States District Court for the Southern District of New York dismissed the complaint, relying upon the Supreme Court’s decision in Credit Suisse Securities (USA) LLC v. [read post]
4 Feb 2013, 12:16 am
For example, in January 2012, Parabellum Capital spin-out from Credit Suisse for purposes on litigation funding investments in the U.S. [read post]
5 Aug 2008, 3:36 pm
;O)" The draft report could trigger more scrutiny of how each bond-rating firm did business during the credit market's boom and bust, including how they dealt with conflicts of interest and other issues affecting the accuracy of ratings. [read post]
15 Jun 2019, 12:55 pm
Timothy Joseph Croak has spent 41 years in the securities industry, has been registered with UBS Financial Services Inc. in New York, NY since November 24, 2015, FINRA notes, and has also been registered with the following firms: Credit Suisse Securities LLC, New York, NY— January 17, 2003 until December 18, 2015Donaldson, Lufkin, & Jenrette Securities Corporation, Jersey City, NJ— May 22, 1990 until January 17, 2003Finally, it… [read post]
9 Jan 2007, 12:20 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil PracticeNASD Arbitration, Questions Over Jurisdiction Lead To Action's Transfer to Federal Court in Nebraska Credit Suisse Securities (USA) LLC v. [read post]
31 Mar 2010, 9:33 pm
To stabilize Cohocton’s electricity revenue, we entered into a swap with an affiliate of Credit Suisse for approximately 70% of expected generation through the end of 2014. [read post]
26 Apr 2015, 10:07 pm
The Court in Credit Suisse, with Justice Breyer again the author, seemed too quick to find a conflict between securities and antitrust law.** Justice Breyer's more modest approach in ONEOK may help confine Credit Suisse to its facts. __________________ * See Credit Suisse Securities (USA) LLC v. [read post]
23 Feb 2016, 7:36 am
” She further noted that “whether a company self-reported to law enforcement is a significant factor” and explained that the SEC “will give substantial credit for having reported. [read post]
20 Jul 2007, 6:08 pm
" Banc of America Securities, LLC concluded that EPAct itself made clear that 100 percent of the loan is to be backed by the full faith and credit of the United States and the NOPR's proposal is consequently inconsistent with the statute. [read post]
22 Mar 2011, 4:28 am
The impact on corporate cash, balance sheets and income, however, is expected to be significant.For example, in a report by Credit Suisse dated May 18, 2007, entitled "Peeking Behind the Tax Curtain", Credit Suisse analyzed just 361 companies in the S&P 500 and found a total of $141 billion in unrecognized tax benefits for uncertain tax positions identified pursuant to FIN 48. [read post]
