Search for: "Credit Suisse Securities LLC"
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13 Feb 2009, 6:16 pm
LB readers may recall the news last year that the U.S. attorney’s office in Brooklyn brought criminal securities-fraud charges against two former Credit Suisse brokers who sold the securities to STMicro and others. [read post]
13 Feb 2009, 2:57 pm
The award also requires that Credit Suisse pay over $6.5 million in attorney's fees. [read post]
10 Feb 2009, 7:32 am
Defendants sought dismissal on the grounds that plaintiff’s claims were impliedly preempted by Credit Suisse Securities (USA) LLC v. [read post]
26 Dec 2008, 7:37 am
., Pimco and Credit Suisse Group. [read post]
17 Sep 2008, 4:28 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
16 Sep 2008, 9:03 pm
The investigation of Credit Suisse was lead by the North Carolina Secretary of State and Securities Commissioner. [read post]
5 Sep 2008, 3:35 pm
Corporate investors have begun filing lawsuits against major brokerage firms, including Merrill Lynch and Credit Suisse, seeking to recover losses sustained in auction-rate securities issued by CDOs and other structured finance vehicles, reported Elinor Comlay of Reuters on Wednesday, September 3, 2008. [read post]
5 Sep 2008, 1:21 pm
A superseding indictment was unsealed charging Julian Tzolov, 35, and Eric Butler, 36, former brokers at Credit Suisse Securities (USA) LLC, with conspiracy, securities fraud, and wire fraud. [read post]
3 Sep 2008, 9:11 pm
The SEC has filed civil charges against two former Credit Suisse brokers for fraudulently selling auction-rate securities to foreign corporate customers. [read post]
15 Aug 2008, 9:10 pm
There are ongoing investigations and likely actions against Merrill Lynch, Goldman Sachs, Bank of America, RBC, Lehman Brothers, Oppenheimer, Credit Suisse, and Raymond James. [read post]
14 Aug 2008, 9:04 pm
Edwards, Lehman Brothers, Oppenheimer, and Credit Suisse. [read post]
8 Aug 2008, 7:22 pm
Edwards, Lehman Brothers, Oppenheimer, and Credit Suisse. [read post]
8 Aug 2008, 3:31 pm
Edwards, Lehman Brothers, Oppenheimer, and Credit Suisse, among others. [read post]
5 Aug 2008, 3:36 pm
;O)" The draft report could trigger more scrutiny of how each bond-rating firm did business during the credit market's boom and bust, including how they dealt with conflicts of interest and other issues affecting the accuracy of ratings. [read post]
12 Jul 2008, 6:44 pm
However, two former Credit Suisse brokers are under investigation by Federal prosecutors for criminal activities in auction rate securities. [read post]
11 Jul 2008, 4:32 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
11 May 2008, 9:34 am
" Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
14 Mar 2008, 12:21 pm
If Credit Suisse is correct, investors in just these securities currently rated AAA have an undisclosed loss of at least $42 billion. [read post]
6 Mar 2008, 12:24 pm
Credit Suisse Securities (USA) LLC, __ F.3d __ (7th Cir. 2008) ("HA2003"), HALO, an acquiring company, hired CSFB, an investment banker, to (i) renegotiate the economic terms of a stock acquisition of the dot-com target company, Starbelly.com, and (ii) issue a fairness opinion on behalf of HALO in connection with the acquisition. [read post]
6 Mar 2008, 12:24 pm
Credit Suisse Securities (USA) LLC, __ F.3d __ (7th Cir. 2008) ("HA2003"), HALO, an acquiring company, hired CSFB, an investment banker, to (i) renegotiate the economic terms of a stock acquisition of the dot-com target company, Starbelly.com, and (ii) issue a fairness opinion on behalf of HALO in connection with the acquisition. [read post]
