Search for: "DEUTSCHE BANK SECURITIES CORPORATION" Results 201 - 220 of 242
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10 Jul 2021, 7:00 am by Rainer Winters
Such companies you find in Germany’s TOP 30 stock corporations, the BKA works with such companies, banks like Commerzbank or Deutsche Bank do business with such companies. [read post]
10 Jul 2021, 7:00 am by Rainer Winters
Such companies you find in Germany’s TOP 30 stock corporations, the BKA works with such companies, banks like Commerzbank or Deutsche Bank do business with such companies. [read post]
16 Dec 2010, 8:03 am by Frank Pasquale
Moss describes programs ranging from social security to bankruptcy as backstops of support for all classes. [read post]
4 Oct 2021, 6:24 am by Shannon O'Hare
However, there is a risk of a banking licence “look through& [read post]
12 Mar 2017, 6:46 am
Indeed, as late as February 23, 2017, the representative of German Industry and Trade, Daniel Andrich, was quoted in Deutsche Welle as saying that “It's not sure whether TTIP is dead - the EU Trade Commissioner said the negotiations would be in the freezer for a while. [read post]
1 Oct 2008, 3:23 pm
  The deal was to be financed by Credit Suisse and Deutsche Bank, both of whom proffered commitment letters when the deal was signed and vouched to finance provided Huntsman could offer a "customary and reasonably satisfactory" solvency certificate prior to closing the financing. [read post]
26 Feb 2023, 9:05 pm by renholding
 Last summer, after the Adani Group completed its $10.5 billion leveraged buyout of a cement business from Swiss firm Holcim, Gautam Adani boasted to the Economic Times that his “relationship banks” – Barclays, Deutsche Bank, and Standard Chartered Bank – had “fully funded” the deal. [read post]
29 Apr 2009, 4:15 pm
All this and more was discussed in the Business Court's decision today in Deutsche Bank Trust Company Americas v. [read post]
29 May 2020, 6:10 am by Shannon O'Hare
BANKING LICENCE REQUIREMENTS The German Banking Act (Kreditwesengesetz, “KWG“) prohibits the conduct of “lending business” without a licence. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
If the security interests are on properties or rights not located in Venezuela, the creation, perfection and enforcement of the security interests is not governed by the laws of Venezuela, regardless of whether the borrower and/or owner of the secured properties or rights is an individual or corporate legal entity domiciled in Venezuela. [read post]
1 Mar 2013, 10:59 am by Veronika Gaertner
The Austrian bank was considered to have committed itself to the plaintiff to transfer the money paid in by the consumer into the bank’s own account in Germany to the Austrian bank account of the Ponzi scheme. [read post]
29 Nov 2023, 9:01 pm by renholding
” The SEC’s press release specifically called out actions against several large banks, among 22 other advisory firms, broker-dealers, and credit rating agencies, which resulted in over $400 million in penalties. [read post]
23 Nov 2022, 6:32 am
A group of 30 law professors led by Penn’s Jill Fisch and Emory’s George Georgiev wrote that the U.S. securities disclosure regime necessarily  evolves with the market, and that the Proposal shows the SEC responding to investors’ evolving needs for corporate climate governance and risk information, rather than a rule intending to regulate climate policy. [read post]
23 Nov 2022, 6:32 am
A group of 30 law professors led by Penn’s Jill Fisch and Emory’s George Georgiev wrote that the U.S. securities disclosure regime necessarily  evolves with the market, and that the Proposal shows the SEC responding to investors’ evolving needs for corporate climate governance and risk information, rather than a rule intending to regulate climate policy. [read post]
1 Feb 2023, 2:39 pm by anne
In a key precedent-setting ruling, the SEC’s order found that BlockFi Interest Accounts were securities that should have been registered under U.S. securities laws. [read post]
8 Nov 2023, 5:43 pm by Mark Ashton
But, as we have seen play out in New York, there is little more annoying than to have a phalanx of lawyers, judges and experts sitting in a courtroom to chop through substantive issues relating to matters of immense legal gravity and find that the inquiry has been halted because a witness is not certain whether the exhibit in his hand is the same that was provided to Deutsche Bank, Citigroup or Nevis’ Parish of St. [read post]
6 Mar 2020, 6:51 am by Shannon O'Hare
KEY POINTS FOR TRADERS A banking licence is not required for an investor to lend to a UK corporate. [read post]
27 Mar 2007, 8:06 am
Morgan Stanley, Goldman Sachs, Barclays Capital and Deutsche Bank own about 16% of the company, according to securities filings. [read post]
18 Feb 2011, 2:39 pm by Charon QC
  Briefly: Mr Novarese is putting into the minds of general counsel some fairly dangerous and subversive thinking when he states: “A recent article on Legal Week about an adviser review at Deutsche Bank reminded me of a concept that has gained traction in recent years: the notion that clients should get actively involved in the business model and inner workings of their external counsel. [read post]
29 Jul 2011, 5:23 pm by Mandelman
The type of trust used in conjunction with mortgage-backed securities is called a REMIC trust… it’s an acronym that stands for Real Estate Mortgage Investment Conduit… and there are strict rules imposed by both the Internal Revenue Code and the Pooling and Servicing Agreements that govern the transfer of loans into such trusts. [read post]