Search for: "Daniel Dodd"
Results 201 - 220
of 323
Sorted by Relevance
|
Sort by Date
6 Mar 2015, 5:30 am
Securities and Exchange Commission Commissioner Daniel Gallagher issued a statement this week saying the accumulated effect of regulations on the financial services industry since the Dodd-Frank Act was passed have amounted to “death by a thousand cuts. [read post]
21 Jan 2009, 8:50 am
., Lisa Murkowski, R-Alaska, Daniel Akaka, D-Hawaii, Roger Wicker, R-Miss., and Chris Dodd, D-Conn. [read post]
22 Aug 2014, 8:51 am
I say “as anticipated” because the Dodd Frank Wall Street Reform and Consumer Protection Act extended MSRB’s jurisdiction to permit the regulation of municipal advisors way back in 2010. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
11 Nov 2016, 6:52 am
Holderness, Boston College, on Tuesday, November 8, 2016 Tags: Blockholders, International governance, Investor protection, Management, Oversight, Ownership, Ownership structure, Private benefits of control, Securities regulation, Shareholder rights SEC’s “Substantial Implementation” Approach to Proxy Access Posted by Yafit Cohn, Simpson Thacher & Bartlett LLP, on Tuesday, November 8, 2016 Tags: Boards of Directors, Charter & bylaws, Director nominations, Institutional… [read post]
17 Apr 2011, 12:39 pm
Topics: CFTC Porposals that will affect your business NFA Rules you need to know about Understanding Dodd-Frank Commissioner’s response to your suggestions for the CFTC Got Leads? [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
16 Dec 2016, 1:00 am
Bernstein and Daniel J. [read post]
30 Sep 2016, 6:09 am
Larcker, Stanford University, and Daniel J. [read post]
16 Mar 2017, 9:30 pm
” Writing for the Financial Times, Barney Jopson and Lauren Leatherby argue that some of the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) are particularly vulnerable under the Trump Administration and current Congress. [read post]
17 Dec 2009, 6:33 am
Lipton, Daniel A. [read post]
24 Feb 2015, 5:04 pm
” Commissioner Daniel Gallagher commented on the fact that the Commission is “not even halfway done implementing our Dodd-Frank mandates” and reiterated prior comments calling Dodd-Frank a “monstrosity that is in substantial part untethered to the cause of the crisis. [read post]
23 Sep 2013, 1:09 am
Statement by the two dissenting Commission members, Michael Piwower and Daniel Gallagher, can be found here and here, respectively. [read post]
3 Apr 2020, 9:55 am
Chiasson et Conrad Flaczyk Billet de blogue portant sur (i) les récentes déclarations du premier ministre Ford, (ii) les dates d’échéance pour le dépôt de documents, (iii) faire face à des employés symptomatiques, et (iv) la COVID-19 en vertu de la législation en matière des droits de la personne en Ontario Date de publication: Le 2 avril 2020 Pandemic Q&As: Walking off the job, limitation periods, symptomatic employees… [read post]
24 Jan 2012, 7:27 am
Eliminate Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
3 Apr 2012, 1:03 am
In these provisions, the Act unwinds many of the requirements Congress only recently added through the Sarbanes-Oxley Act and in the Dodd-Frank Act. [read post]
28 Jun 2017, 11:08 am
Jeb Hensarling (R-TX), Chair of the HFSC and long a critic of the Dodd-Frank Act. [read post]
22 Jun 2018, 6:01 am
Securities & Exchange Commission, on Tuesday, June 19, 2018 Tags: Accountability, Banks, Broker-dealers, Compliance & ethics, Corporate culture, Disclosure, Financial institutions, Financial regulation, Securities regulation Sandbagging in Delaware Posted by Daniel E. [read post]
24 Aug 2018, 6:06 am
Mathew and Daniel E. [read post]
3 Mar 2012, 1:59 am
Starbucks - $120,000Lobbyists: Lori Otto Punke (Starbucks), Michael Evans, Karishma Page, Patrick Heck, John Godfrey and Daniel Ritter (K&L Gates LLP)Issues: Treatment of foreign income, health care, menu labeling, sodium reduction, foreign trade non-tariff barriers, and Dodd-Frank reform.7. [read post]
