Search for: "E*TRADE Clearing, LLC" Results 201 - 220 of 555
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17 Dec 2018, 3:14 pm by Kevin LaCroix
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
10 Dec 2018, 3:16 pm by Kevin LaCroix
  Around that same time, cryptocurrency trading platform Coinbase, recently valued at $8 billion, was founded and several years later, bitcoin gained status as a retail investor darling during its 1,300 percent price rise and march to nearly $20,000 in 2017. [read post]
29 Nov 2018, 7:00 am by Kenneth J. Vanko
It is pretty clear that this was not anywhere close to a theft situation. [read post]
31 Oct 2018, 11:21 am by John Elwood
John Elwood reviews Monday’s relists. [read post]
26 Oct 2018, 3:05 pm by Anthony Zaller
Border Transportation Group, LLC, analyzes the California Supreme Court’s decision in Dynamex Operations West, Inc. v. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
”   But the outer edges of insider trading law are murky at best, especially when it is not clear whether a fiduciary duty attaches to a given person, such as when “mere thieves” or strangers, learn and trade upon confidential financial information gained through a cyber-attack. [read post]
10 Oct 2018, 12:40 pm by Kevin LaCroix
” Prior to the 2011 SEC CF Guidance, publicly traded companies were not necessarily required to report in their SEC filings if a data security incident had occurred or if they had fixed the problem. [read post]
7 Oct 2018, 4:08 pm by INFORRM
Canada Michael Geist’s Blog has noted the implementation of the US-Mexico-Canada Digital Trade Agreement and its safeguards for freedom of expression. [read post]
26 Sep 2018, 1:39 pm by Rebecca Tushnet
Golden Gate National Senior Care LLC, --- A.3d ----, 2018 WL 4570102, No. 16 MAP 2017 (Pa. [read post]
5 Sep 2018, 3:58 am by Dan Harris
His US LLC [and with it, the China WFOE] were just purchased by _______ [a pretty big name U.S. company]. [read post]
1 Sep 2018, 9:28 am by MOTP
In response, the Cleveland's asserted a counterclaim against SGB for fraud, Deceptive Trade Practices Act violations, negligent misrepresentation, breach of contract, breach of implied warranty, and a request for declaratory relief wherein they request the trial court to declare the arbitration language in the contract is permissive and does not compel Cleveland to arbitrate. [read post]
24 Aug 2018, 4:36 am
” The Board found the evidence clear that the concentric loop design affects the cost of the product. [read post]
19 Jul 2018, 3:05 am
The Board concluded that the marks are substantially similar in sight, sound, and commercial impression.The Goods: Examining Attorney John E. [read post]
18 Jun 2018, 5:27 pm by Wolfgang Demino
"In the "Conclusion" section, the Smiths stated: "When the Court takes into account the Statutes and Case Law and applies them to the facts of this case . . . it is clear why it is necessary for agency authorization from the principal [to] be proved by any mortgage servicer, lawyer, employee or assignee. [read post]