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25 Jan 2024, 2:02 pm
We’ve seen that sellers who do the following in advance are more prepared when it comes time to respond to due diligence requests: Identify executives, employees, financial advisors, or other advisors who will help respond to due diligence requests. [read post]
25 Jan 2024, 3:07 am
The witnesses giving evidence included a panel of regulators, comprised of Nikhil Rathi (Chief Executive of the Financial Conduct Authority (FCA)), Sarah Pritchard (Executive Director for Markets and International at the FCA), Vicky Saporta (Executive Director of Prudential Policy at the Prudential Regulation Authority (PRA)) and Sam Woods (Chief Executive of the PRA). [read post]
24 Jan 2024, 4:30 am
On the topic of compensation clawback policies, we discussed the challenges of administering multiple clawback policies, and the impact that recent guidance from the DOJ’s Criminal Division regarding the importance of clawback policies to corporate compliance programs might have on the need to address a wider range of clawback triggering events or individuals than what is contemplated by the new exchange-compliant clawback policies adopted in 2023, which focus only on the company’s… [read post]
24 Jan 2024, 3:22 am
” How should a busy executive figure out where to home in? [read post]
22 Jan 2024, 8:08 am
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
20 Jan 2024, 4:00 am
If you are unsure whether your firearm is legal to transport, consulting with our legal team is highly recommended. [read post]
19 Jan 2024, 10:24 am
You can also use pay/transfer-on-death designations to transfer bank/financial accounts to heirs. [read post]
19 Jan 2024, 9:01 am
If you would like a free and confidential consultation with a member of our team, give us a call today at 303-800-1588. [read post]
19 Jan 2024, 3:00 am
The Los Angeles Times reported on criticism leveled against McClain-Hill and then-commission President Mel Levine, over a private phone call the pair had in 2019 with two cybersecurity executives to walk them through the utility’s plans to award their company a new contract. [read post]
18 Jan 2024, 9:00 am
These disclosures cover many business issues, financial issues, and legal issues. [read post]
18 Jan 2024, 8:43 am
He previously served in a series of financial executive roles, including as vice president of finance at Bombardier Transportation. [read post]
17 Jan 2024, 3:36 am
Sterling also personally guaranteed Green Oak’s financial obligations under the note and mortgage. [read post]
16 Jan 2024, 6:00 am
For North Carolina, consult the North Carolina General Statutes. [read post]
14 Jan 2024, 10:30 pm
In her view the second approach responds better to the objective of the EPPO Regulation to create an efficient system in the fight against crime affecting the EU’s financial interests. [read post]
14 Jan 2024, 6:30 pm
For new and existing funds intending to have VA exposure of more than 10% of their NAV, prior consultation with and approval of the SFC is required. [read post]
13 Jan 2024, 4:31 pm
“They are trying to suffocate [media] financially, and this new law does fit into that pattern. [read post]
12 Jan 2024, 11:58 am
For a free consultation with a FINRA attorney, please call the offices at 888-637-5510 for a free consultation. [read post]
12 Jan 2024, 5:48 am
Third, from 2017 to 2023, RDx marketers BeauMed Consultants LLC and Ralston Health Group Inc. allegedly paid thousands of dollars to healthcare providers that were disguised as consulting or medical director fees but were actually offered to induce orders, among other things, for RDx laboratory tests. [read post]
12 Jan 2024, 4:50 am
Your attorney will help you review your goals, execute documents, and guide you on the path to success. [read post]
12 Jan 2024, 4:00 am
Your continuing efforts to increase the public’s ability to consult research and scholarship through this policy are admirable. [read post]
