Search for: "Fidelity "
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18 Feb 2007, 3:50 am
"Reuters also noted a recent book "The Man Who Invented Fidel," by Anthony DePalma. [read post]
7 Feb 2015, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices:Fidelity Investments Group, the third-largest custodian as ranked by the number of registered investment adviser clients, recently has been fined $350,000 by FINRA for overcharging more than 20,000 clients a total of $2.4 million.Between January 2006 and September 2013, Fidelity inappropriately charged for certain transactions in fee-based accounts in its Institutional Wealth Services group, which provides trading and brokerage… [read post]
29 Oct 2009, 9:33 am
Meanwhile, Fidelity has slashed custodial prices and fees. [read post]
20 Dec 2015, 1:56 pm
FINRA Fined Fidelity More than $1 Million for Failing to Protect Older InvestorsSecurities industry watchdog, the Financial Industry Regulatory Authority (FINRA) has announced that it has fined Fidelity $500,000 and demanded the brokerage pay restitution of $530,000 to nine Fidelity clients - eight of whom were senior investors - who were scammed by a fake broker.According to FINRA, Lisa Lewis posed as a Fidelity broker in order to obtain their financial… [read post]
7 Nov 2008, 5:02 pm
The SEC has charged Fidelity and a number of current and past executives and employees, including ex-Fidelity equity trader Thomas Bruderman, with improperly accepting lavish gifts from brokers. [read post]
2 Oct 2017, 4:03 am
Fidelity Brokerage Services and a former Financial Consultant wound up in federal court and eventually resolved their lawsuit in a FINRA arbitration. [read post]
12 Jul 2018, 1:26 pm
And if history be our guide, there will be many plan sponsors who don’t have a fidelity bond or one that is insufficient. [read post]
12 Jul 2018, 1:26 pm
And if history be our guide, there will be many plan sponsors who don’t have a fidelity bond or one that is insufficient. [read post]
28 Aug 2006, 6:35 am
But some are both legitimate and admirable, and a theory of constitutional interpretation-which is also a theory of constitutional fidelity-must account for them. [read post]
10 Jun 2024, 8:28 pm
Texas Couple Sues Fidelity Over Options Strategy Investment Losses Fidelity’s Advisory Referral Program Being Wrongfully Pushed on Fidelity’s Clients Fidelity Brokerage Services, LLC (Fidelity) is facing claims related to its Wealth Advisor Solutions product (WAS) that Fidelity uses to recommend “third-party independent investment advisory firms. [read post]
28 Mar 2007, 6:38 am
Rising health care costs are eating up more of retirees' savings, with a 65-year-old couple retiring this year needing about $215,000 to cover medical costs over the rest of their lives, Fidelity Investments said Tuesday. [read post]
25 Feb 2009, 8:37 pm
FIDELITY EXECUTIVE NED JOHNSON NOT FEELING THE HOPE AND CHANGE: Blames feds for crisis, derides U.S. spending. [read post]
29 Jun 2015, 4:29 pm
If you have suffered investment losses in the mutual fund, Fidelity Advisor Gold Fund, The White Law Group may be able to help. [read post]
6 Feb 2013, 5:00 am
Fidelity National Title Co., ___ Cal.App.4th ___ (Jan. 31, 2012), the Court of Appeal (Fifth Appellate District) affirmed summary judgment in a UCL case predicated on the defendant's alleged violation of a Government Code provision capping notary fees. [read post]
30 Jan 2009, 2:05 am
[JURIST] Former Cuban president Fidel Castro [BBC profile] on Thursday called [op-ed text, in Spanish] on US President Barack Obama [official website] to turn over control of the Guantanamo Bay [JURIST news archive] military base to Cuba once the detention facility there is closed. [read post]
16 Nov 2017, 5:25 pm
"This ex-Fidelity worker won at the Supreme Court. [read post]
20 Feb 2019, 7:58 am
“Trump shouldn’t be forcing Republicans to choose fidelity to him or to the Constitution”: Columnist Marc A. [read post]
21 Sep 2010, 7:21 am
CUBA AND THE DEATH OF COMMUNISM: Fidel Castro Finally Admits The Obvious. [read post]
15 Feb 2019, 12:44 pm
“Judicial Statesmanship versus Judicial Fidelity”: At the “Law & Liberty” blog, John O. [read post]
5 Feb 2008, 4:06 am
Fidelity National Title [read post]
