Search for: "Fields v. Securities and Exchange Commission"
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25 Feb 2014, 10:02 am
The leaders of the Securities and Exchange Commission addressed the public on February 21-22 at the annual SEC Speaks conference in Washington, D.C. [read post]
21 Feb 2014, 9:00 am
We’ve covered this case, Liu v. [read post]
16 Jan 2014, 4:30 am
Evidence Act) were legislated into hurried existence in the late 1960’s, in response to the decision in, Myers v. [read post]
3 Jan 2014, 1:50 am
Betting exchanges make their money by taking a commission from whichever party wins the bet. [read post]
2 Jan 2014, 9:15 am
RBS Securities Inc.Case number: 13-cv-01643 (United States District Court for the District of Connecticut)Case filed: November 7, 2013Qualifying judgment/order: November 25, 2013 12/20/2013 03/20/2014 2013-115 SEC v. [read post]
18 Dec 2013, 3:05 pm
The Securities and Exchange Commission regulates investment advisers under the Investment Advisers Act of 1940 (the “Act”). [read post]
4 Nov 2013, 9:46 am
And there are legitimate parallels between the vehicle safety crisis of the 1960s and today’s software security conundrum. [read post]
1 Oct 2013, 5:53 pm
--Whitman v. [read post]
7 Sep 2013, 7:42 am
According to the Securities and Exchange Commission (SEC), there has been an increase in the number of civil fraud cases related to oil and gas private placements. [read post]
13 Jun 2013, 7:05 pm
Securities and Exchange Commission 12-1118Issue: Whether, to satisfy the “substantial assistance” requirement of Section 20(e) of the Securities Exchange Act, which authorizes the Securities and Exchange Commission to bring civil aiding-and-abetting claims, the SEC must allege and prove that the defendant’s conduct was a proximate cause of the primary violation. [read post]
11 Apr 2013, 3:33 pm
The EEOC Determined in Mia Macy v. [read post]
1 Apr 2013, 12:51 am
In a guest post below, Weil Gotshal attorneys Carangelo, Ferrillo and Hannah Field-Lowes take an updated look at the rapidly changing global regulatory environment and the securities litigation implications. [read post]
2 Dec 2012, 7:52 pm
Such an exchange of views should be useful not only for scholars and policy makers in China and India, but also for anyone interested in other BRICS countries as well: Brazil, Russia and South Africa. [read post]
22 Aug 2012, 8:01 am
California Coastal Commission (1987) and Dolan v. [read post]
10 Aug 2012, 8:06 am
V. [read post]
10 Aug 2012, 8:06 am
V. [read post]
18 Jun 2012, 7:19 am
The change, approved by the Securities and Exchange Commission, will soon expand FINRA’s existing prohibition of class-action arbitrations to bar collective actions as well. [read post]
5 Jun 2012, 8:14 am
Attorney for the Southern District of Florida; John V. [read post]
5 Jun 2012, 8:14 am
Attorney for the Southern District of Florida; John V. [read post]
24 May 2012, 6:51 am
Any argument that we have a level playing field in terms of price and order information in the market today is simply false. [read post]
