Search for: "Financial Consulting and Trading International, Inc." Results 201 - 220 of 789
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28 Jun 2022, 5:26 am by Zamansky LLC
Last week, the SEC also charged broker-dealer Western International Securities Inc. with recommending and selling GWG’s L Bonds to retail customers without having a reasonable basis to believe the investments were in the customers’’ best interests. [read post]
19 Jun 2024, 12:47 pm by The White Law Group
McDonald, who once led Los Angeles-based Hercules Investments LLC and Index Strategy Advisors Inc. [read post]
7 Nov 2016, 9:31 am by Green, Schafle & Gibbs
 Boenning & Scattergood, Inc. of West Conshohocken, Pennsylvania submitted an AWC in which the firm was censured and fined $100,000. [read post]
10 Apr 2023, 8:26 am by The White Law Group
(CRD#:10641), Chattanooga, TN,    B, 06/29/2012 – 03/13/2020, RAYMOND JAMES FINANCIAL SERVICES, INC. [read post]
16 Jul 2019, 2:01 pm by Cynthia Marcotte Stamer
A former lead consultant to the Government of Bolivia on its Pension Privatization Project with extensive domestic and international public policy concerns in pensions, healthcare, workforce, immigration, tax, education and other areas, Ms. [read post]
9 Jun 2020, 9:31 pm by Ediberto Roman
These powers include those pertaining to national defense, international trade, foreign policy, immigration, international trade, patents, and interstate commerce. [read post]
17 Jun 2012, 3:52 pm by Stephen Jenei
Trade Secrets, Brady Huggett Brady Huggett is Managing Editor for BioWorld Today, BioWorld Financial Watch, BioWorld Week and BioWorld International, and serves as overseer for the organization’s sourcebooks and BioWorld Phase III Report. [read post]
2 Aug 2011, 1:05 am by Kevin LaCroix
      In an effort to protect U.S. investors, the SEC has reportedly suspended trading in several China-based reverse merger entities. [read post]
22 Jul 2013, 10:34 am by Cynthia Marcotte Stamer
Board Certified in Labor & Employment Law by the Texas Board of Legal Specialization, a member of the Editorial Advisory Board and expert panels of HR.com, Employee Benefit News, InsuranceThoughtLeadership.com, and Solutions Law Press, Inc., management attorney and consultant Ms. [read post]
1 Apr 2010, 9:04 am by James (Jim) P. Flynn
Once that has been done, whether by one’s internal IT staff or outside IT consultants, the existence of such documents should be made known to outside counsel. [read post]
28 Jul 2015, 8:05 am by Cynthia Marcotte Stamer
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
13 Jan 2011, 11:45 pm by Chris Carey
A FINANCIAL MIDDLEMAN Although it's not apparent from SEC filings, Winner International was the key financial middleman in the reverse mergers that turned Telestone, Kandi, New Oriental Energy and Orsus Xelent into public companies traded. [read post]