Search for: "Frank Edwards"
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12 Feb 2019, 7:19 am
Kaes, Anton, Martin Jay, and Edward Dimendberg, eds. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
4 Feb 2019, 4:02 am
Kolhatkar runs through a list of notable whistleblowers, including New York City police officer Frank Serpico, tobacco company whistleblower Jeffrey Wigand; Sherron Watkins of Enron; and National Security Agency contractor Edward Snowden. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
31 Jan 2019, 1:24 pm
The panel found that Quest Capital Strategies did not properly supervise former broker Frank Dietrich, who sold $400K of Woodbridge-sponsored mortgage notes to the investor. [read post]
24 Jan 2019, 2:36 pm
Dwayne Edwards, et al., No. 17-cv-393 (D.N.J. filed Jan. 20, 2017), SEC litigator Lee Greenwood filed a January 4, 2019 letter with a federal court in New Jersey informing the judge that the SEC beli [read post]
18 Jan 2019, 5:56 am
Schobel, Wachtell, Lipton, Rosen & Katz, on Friday, January 11, 2019 Tags: Compensation disclosure, Compensation ratios, Compensation regulation, Dodd-Frank Act, Engagement, Executive Compensation, Incentives, ISS, Regulation S-K, Say on pay, Section 162(m), Securities regulation, Shareholder activism The Board, CEO Misconduct, and Corporate Culture Posted by Laurie Hays, Edelman, on Saturday, January 12,… [read post]
7 Jan 2019, 4:00 am
, Articles by Frank S. [read post]
Indiana Trademark Litigation: LeSEA, Inc. of Indiana Sues LeSEA Broadcasting Corporation of Colorado
13 Dec 2018, 1:42 pm
Lester Frank Sumrall, now deceased, and has been a Christian, non-profit operating a variety of ministries including a bookstore and a Bible college ever since. [read post]
10 Dec 2018, 9:05 pm
Eden Shiferaw, John Southerland, Jeremiah Johnson, Lacy Ashworth, Carey Ruff, Edward Ruff, Trey Judd, Greg Mueller, Dr. [read post]
6 Dec 2018, 11:55 am
Woodbridge Broker Fraud Lawyers If you are an investor who lost money in the Woodbridge Ponzi scam after a broker or brokerage firm sold you Woodbridge promissory notes, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas, LTD LLP (SSEK Law Firm) today. [read post]
30 Nov 2018, 2:39 pm
., its ex-chief compliance officer Frank Philip Fusco, and former Legend broker Danard Warthen Brown. [read post]
23 Nov 2018, 6:07 am
Soran, and Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, November 18, 2018 Tags: Acquisition agreements, Compliance and disclosure interpretation, Contracts, Covenants, Delaware cases, Delaware law, Materiality, Merger litigation, Mergers & acquisitions A Brief Survey of Environmental, Social, and Governance Disclosure in Canada Posted by Ravipal S. [read post]
23 Nov 2018, 4:06 am
” Also facing civil charges are Elite Stock CEO Anthony Vassallo, Romandetti, Mark Burnett, Jeffrey Miller, and Frank Sarro. [read post]
9 Nov 2018, 6:03 am
Posted by Frank M. [read post]
5 Nov 2018, 9:38 pm
The mass murder of 11 worshippers at the Tree of Life Synagogue ten days ago in Pittsburgh constituted the deadliest act of anti-Semitism in American history. [read post]
30 Oct 2018, 9:04 pm
Edward Markey, D-MA. [read post]
28 Sep 2018, 7:49 am
The case, which has been going on since 2009, concerns a lawsuit between the music producer Frank Peterson and YouTube (and Google). [read post]
5 Sep 2018, 12:48 pm
Senator Frank Lautenberg, D-N.J., did not sit on the Judiciary Committee. [read post]
15 Aug 2018, 2:59 pm
Below the fold are the results of the 2018-2019 Law Professor Twitter Census. [read post]
