Search for: "Frank Levy" Results 201 - 220 of 355
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18 Oct 2011, 5:00 am by J Robert Brown Jr.
  Yet Congress never stepped in to put an end to the practice, despite the adoption of SOX and Dodd-Frank. [read post]
11 Feb 2009, 12:29 am
The City has no authority to levy taxes without the express authorization of the state legislature. [read post]
31 Aug 2016, 6:00 am by Suzette Pringle
  In levying the penalties, the SEC took into account Apollo’s remedial efforts, including its cooperation with and voluntary provision of information to the Commission. [read post]
27 Jul 2017, 1:37 pm by thynksd3v
  OSHA levied a $25,200 fine in 1999 against Tampa Electric for violations at the Gannon Power Station that led to an explosion that killed three people and injured dozens more. [read post]
14 Nov 2014, 5:00 am by Doug Cornelius
The article focuses on the use of corporate fines, questioning whether they are effective: “The SEC and other federal regulators have levied over $125 billion in penalties on Wall Street since the global financial crisis of 2008. [read post]
8 Oct 2015, 5:22 am by Mark S. Humphreys
But her lawyer, Frank Weedon, said Davis is entitled to more justice than that -- especially since none of the money from the $250,000 fine will go directly to her family. [read post]
9 Sep 2011, 2:51 am by Sam E. Antar
The S.E.C. is financed by fees levied on companies it regulates, not taxpayer revenue. [read post]
17 Mar 2012, 4:17 pm
“The penalties levied are only for firms not being licensed to sell securities engaging in such practices and/or for ‘self-dealing. [read post]
15 May 2012, 12:41 pm by Joseph Tomain
In 1970, the FCC levied its first indecency fine. [read post]
28 Feb 2012, 7:46 pm by Kevin Funnell
This is an intellectually dishonest clown who alleged recently that critics of Dodd-Frank are only trying to protect Wall Street. [read post]
14 Sep 2007, 2:12 pm
But political ideology often disappears when Fortune 500 companies have the checkbook out at election time.)An article in the National Law Journal ponders whether the Bush administration is now targeting plaintiffs' attorneys;John Day (Day on Torts) reports on the tough jury climate in a case where a jury awarded zero dollars for pain and suffering despite a herniated disc with surgery and the defendant was at fault; But Ronald Miller (The Maryland Injury Lawyer Blog) has a different view, as… [read post]
4 Jun 2024, 9:30 am by Sophie Luskin
In recent months, the SEC has increased its enforcement of Rule 21(F)-17a, levying record fines against companies, including one privately held company. [read post]
9 Sep 2011, 8:26 am by Christopher Danzig
“‘This tied our hands quite a bit,” Bier said.Sanctions were levied, the attorneys were referred to the state bar for investigation, and Bier’s career hit a rough patch. [read post]
29 Jun 2018, 2:53 pm
” Alicia Barrio, Universidad de la Habana y Frank Carlos Martínez, The Havana Consulting Group, "Los primeros informes académicos sobre economía cubana elaborados en los EEUU" Concurrent sessions 8. [read post]