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10 Oct 2019, 4:14 am
If you look closely enough, you begin to see the common theme in Franks’ approach, that for every harm one person can do to another, there must be some third-party to blame and to hold financially liable for the damages. [read post]
28 Jan 2016, 7:57 am
For more information about the decision, see our legal alert. [read post]
24 Jul 2010, 7:00 am
It will be interesting to see how the Bank of Goldman reacts to this. [read post]
24 Mar 2009, 4:45 pm
I thought the same thing upon seeing Barney Frank ´s interview. [read post]
5 Nov 2014, 11:32 am
Here's my wish list of provisions in Sarbanes-Oxley and Dodd-Frank that I'd like to see the new Republican majority in Congress repeal or fix: 1. [read post]
21 Jul 2010, 10:14 am
Over at the Glom, the Dodd-Frank Masters forum continues for a third excellent day. [read post]
28 Dec 2008, 12:32 am
New York Times columnist Frank Rich, possibly under the influence of some mind-altering drug, has actually criticized Barack Obama. [read post]
29 Jul 2011, 6:51 am
Pure comical genius: The Daily Show - Dodd-Frank UpdateGet More: Daily Show Full Episodes,Political Humor & Satire Blog,The Daily Show on Facebook Canada's Continuous Disclosure Review Program Recently, the Canadian securities regulators issued a Staff Notice about how their continuous disclosure review program was faring (see this press release). [read post]
14 Oct 2019, 6:30 am
I am interested in what Franks would say.My questions here have mostly been about what steps Franks recommends in response to the problems she sees. [read post]
16 Mar 2009, 6:55 am
We’ll see how that works out . . . . [read post]
23 Aug 2012, 9:18 am
Dodd-Frank May Squeeze Swaps Dealers’ Profit MarginsThe opaque nature of OTC swaps trading has been lucrative for the large banks that control 80% of the market, but they may find themselves in uncharted waters in the Dodd-Frank era. [read post]
25 Jun 2015, 6:34 am
Some observers see good reasons why regulated entities should and will pay attention to diversity issues, notwithstanding the voluntary nature of the final standards. [read post]
26 Apr 2023, 3:30 am
The lingering issue presented by this June date is that the original proposals from the exchanges said that they’d be effective on the date approved by the SEC (see pg. 31 of the NYSE’s proposal and pg. 31 of Nasdaq’s proposal). [read post]
20 Nov 2017, 5:00 am
The markup and approval of all 23 bills followed a prior House FSC hearing that considered many of the same bills (See vote scorecard).Dodd-Frank Act repeals. [read post]
5 Nov 2010, 1:04 pm
House of Representatives this week, governance observers don't expect to see a significant change in corporate governance. [read post]
20 Sep 2010, 4:28 am
Both Conferences will be available for CLE credit in all states except for a few - but hours for each state vary; see the CLE list for each Conference in the FAQs. [read post]
12 Apr 2007, 9:45 pm
Why does Frank Zappa inspire me as a trial lawyer? [read post]
27 Oct 2009, 2:56 pm
’ You see the difference? [read post]
24 May 2007, 10:45 am
(See this August 10, 2006 ILB entry for background.) [read post]
16 Mar 2017, 6:00 am
See https://www.sec.gov/news/statement/commission-statement-regarding-bartko-v-sec.html. [read post]
