Search for: "Frank v. Securities" Results 201 - 220 of 1,956
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1 Apr 2019, 9:28 am by Mark Astarita
Scoville, 913 F.3d 1204 (10th Cir. 2019), which held, in the context of an SEC enforcement matter, that the Dodd-Frank Act superseded the Supreme Court’s decision in Morrison v. [read post]
1 Jun 2007, 3:30 am
American Enterprise Institute's Ted Frank provides this excellent WSJ ($) op-ed on the stakes involved in the upcoming Supreme Court decision in Stoneridge v. [read post]
31 Jul 2007, 12:15 pm
Barney Frank and John Conyers, Jr. spend taxpayer dollars to file a late amicus brief on behalf of plaintiffs' lawyers and against investors in Stoneridge v. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
9 Feb 2011, 2:35 pm by Tamar Weinrib
  The SEC proposed this rule pursuant to its authority under Dodd-Frank, which targeted the rating agencies for their contribution to the ongoing economic turbulence. [read post]
31 May 2007, 11:51 am
The Supreme Court stopped such private "secondary liability" suits in Central Bank v. [read post]
1 Jul 2011, 2:00 am by Kara OBrien
 The case is styled as Credit Suisse Securities (USA) LLC v. [read post]
25 Jul 2013, 1:16 am by Kevin LaCroix
Supreme Court’s decision in National Australia Bank v. [read post]
18 Feb 2011, 6:00 am by Kara OBrien
This week we continue our weekly installment highlighting the best of the corporate and securities blogosphere for the past week. [read post]