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29 Feb 2016, 4:43 pm by Kevin LaCroix
Taylor, 782 F.3d 1142 (10th Cir. 2015); In re Merck & Co., Inc. [read post]
14 Jan 2016, 11:12 am by Mark Astarita
The Securities and Exchange Commission today announced that Goldman, Sachs & Co. has agreed to pay $15 million to settle charges that its securities lending practices violated federal regulations.According to the SEC’s order instituting a settled administrative proceeding, broker-dealers such as Goldman Sachs are regularly asked by customers to locate stock for short selling. [read post]
22 Dec 2015, 10:08 am by Whitney Hodges
  In July 2015, Secretary of State John Kerry and senior White House officials hosted thirteen of America’s largest companies that committed to the Business Climate Pledge, including: Alcoa, Bank of America, Berkshire Hathaway Energy, Cargill, General Motors, Goldman Sachs, PepsiCo, UPS and Walmart – just to name a few! [read post]
22 Dec 2015, 9:59 am by Whitney Hodges
  In July 2015, Secretary of State John Kerry and senior White House officials hosted thirteen of America’s largest companies that committed to the Business Climate Pledge, including: Alcoa, Bank of America, Berkshire Hathaway Energy, Cargill, General Motors, Goldman Sachs, PepsiCo, UPS and Walmart – just to name a few! [read post]
1 Dec 2015, 6:59 am by John Jascob
Jason Howard, J.D.A former Goldman Sachs associate has been charged by the SEC with insider trading for his use of client nonpublic information in a scheme which garnered more than $450,000 in illicit profits (SEC v. [read post]
1 Nov 2015, 10:14 am by Stuart Kaplow
IWBI and the several related businesses that operate under the Delos parent company are headed by Paul Scialla, the founder and CEO, his twin brother Peter Scialla, the COO, both former Goldman Sachs partners, and their sister Crystal Scialla, the general counsel. [read post]
19 Oct 2015, 3:33 am by Broc Romanek
More recently, Goldman Sachs Group chief Lloyd Blankfein disclosed a lymphoma diagnosis last month shortly after receiving the news from his doctor. [read post]
15 Sep 2015, 5:07 am by Mary Jane Wilmoth
L.P.Administrative Proceeding File No.: 3-16656Case filed: June 29, 2015Qualifying Judgment/Order: June 29, 2015 7/31/2015 10/29/2015 2015-72 In the Matter of Goldman, Sachs & Co.Administrative Proceeding File No.: 3-16665Case filed: June 30, 2015Qualifying Judgment/Order: June 30, 2015 7/31/2015 10/29/2015 2015-71 In the Matter of Deloitte & Touche LLP, ALPS Fund Services, Inc. and Andrew C. [read post]
21 Aug 2015, 1:58 pm by Shannon Leong
  A four-judge panel held that ACA sufficiently alleged that Goldman Sachs’ allegedly false statements about hedge fund Paulson & Co. [read post]
17 Aug 2015, 12:31 pm by Katie Lieberg Stowe
On August 10, 2015, the Fifth Circuit revived a securities fraud suit brought by the Federal Deposit Insurance Corporation (“FDIC”) as receiver for Guaranty Bank against Goldman Sachs & Co., Deutsche Bank AG, and the Royal Bank of Scotland PLC. [read post]
20 Jul 2015, 4:58 pm by Sabrina I. Pacifici
.; The Goldman Sachs Group, Inc.; JPMorgan Chase & Co.; Morgan Stanley; State Street Corporation; and Wells Fargo & Company…Like the proposal issued in December 2014, the final rule requires GSIBs to calculate their surcharges under two methods and use the higher of the two surcharges. [read post]
6 Jul 2015, 4:25 pm by Sabrina I. Pacifici
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
1 Jul 2015, 12:23 pm by Jason Starling
For some perspective, AFSCME contributed more to politicians during this time period than Wall Street’s Goldman Sachs and JP Morgan Chase & Co. [read post]
17 Jun 2015, 5:24 am by SHG
There’s just Goldman Sachs and business, baby, business. 2. [read post]