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28 Apr 2019, 6:56 pm by Dan Harris
“There is no way any deal between China and the U.S. will cause everyone on both sides to say, ‘We were just kidding,’” said Dan Harris, managing partner at Harris Bricken, a law firm that specializes in investment with China. [read post]
12 Apr 2019, 8:25 am by Silver Law Group
Insurance Agency   Peter Gomez   NYLife Securities LLC   New York Life Insurance Co   Harris, Dionna   Vanguard Marketing Corporation   Henry, Omar   Cetera Advisors LLC   JP Morgan Securities LLC   King, Erin   Wells Fargo Clearing Services, LLC   Wells Fargo Bank   Lin, Linda   Lossing, Christopher   LPL Financial LLC   Edward Jones   McNeill, Randolph   Buckman, Buckman & Reid, Inc… [read post]
22 Feb 2019, 6:09 am
Mangino, and Randi Lally, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, February 15, 2019 Tags: Boards of Directors, Books and records, Delaware cases, Delaware law, DGCL Section 220, Fiduciary duties, Management, Misconduct, Ousting directors, Reputation, Securities litigation Board Diversity by U.S. [read post]
21 Feb 2019, 8:40 am by John Elwood
” The court stated that applying the statute therefore imposed no cognizable burden on any interstate market and was not “governed by the dormant Commerce Clause. [read post]
15 Feb 2019, 6:14 am
Badawi (University of California) and Elisabeth de Fontenay (Duke University), on Wednesday, February 13, 2019 Tags: 401(k), Adverse effects, Agency costs, Contracts, Efficiency, Go-shop, Merger litigation, Mergers & acquisitions, Termination fees Public Letter following SEC Proxy Process Roundtable Posted by Edward Knight, Nasdaq, Inc.; Tom Quaadman, U.S. [read post]
8 Feb 2019, 6:04 am
Aruba Networks Posted by Brian Broughman (Indiana University), on Thursday, February 7, 2019 Tags: Appraisal rights, Delaware cases, Delaware law, Market efficiency, Merger litigation, Mergers & acquisitions [read post]
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin, Phillip… [read post]
25 Jan 2019, 5:58 am
Schmalz (University of Oxford), and Adam Triggs (Australian National University), on Wednesday, January 23, 2019 Tags: Equity securities, Inequality, Ownership, Stakeholders Competition and Consumer Protection in the 21st Century Posted by Barbara Novick and Bennett Golub, BlackRock, Inc., on Wednesday, January 23, 2019 Tags: BlackRock, Common ownership, Incentives, Institutional Investors, Institutional voting, Investor… [read post]
22 Jan 2019, 8:56 am by Eric Goldman
  It created the compulsory license in order to promote competition in the market for piano rolls. [read post]
3 Jan 2019, 5:57 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrick, Tabor   FBL Marketing Services, LLC   Allstate Financial Services, LLC   Conklin, Jeffrey   The Huntington Investment Company   American… [read post]
3 Jan 2019, 12:30 am by MOTP
After several years' worth of property taxes had become delinquent, James entered into an agreement in September 2008 with Moncor, Inc. [read post]
30 Dec 2018, 3:03 am by Ben
2018 was another busy busy year in the world of copyright, and a continuing global 'theme' was the ongoing battle between 'big tech' and 'big content', with the likes of Google and YouTube continuing to lobby extensively against planned reforms, bringing onboard (some) of the creative community - whilst the  'big content' (including film companies, music companies, the games sector and television) rolled out other creators - and finally seemed to be… [read post]
10 Dec 2018, 9:05 pm by Dan Flynn
” Hilary Thesmar, Stephanie Harris, and Peter Matz — all from the Food Marketing Institute (FMI) met with Rottenberg and Kiecker on Oct. 10 about the “Lm Pilot Project” and ground beef safety. [read post]
30 Nov 2018, 6:06 am
Posted by Patrick McCabe (Board of Governors of the Federal Reserve System), on Thursday, November 29, 2018 Tags: Asset management, Exchange-traded funds, Index funds, Institutional Investors, Liquidity, Market conditions, Market reaction, Mutual funds, Risk, Shocks, Stock performance Delaware Law Status of Bylaws Regulating Litigation of Federal Securities Law Claims Posted by Lawrence A. [read post]