Search for: "Harry Dodds"
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7 Oct 2022, 6:30 am
Ellerman, Ira Kay, and Mike Kesner, Pay Governance LLC, on Tuesday, October 4, 2022 Tags: Dodd-Frank Act, SEC, SEC rulemaking, TSR Potential Litigation Risks Associated with the SEC’s Proposed Climate-Disclosure Rule Posted by Nicolas Grabar, Jared Gerber, Charity E. [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
15 Mar 2011, 6:00 am
SEC, in Split Vote, Backs Bonus Curbs on Brokers, Hedge Funds by Jessica Holzer in the Wall Street Journal Incentive Compensation Limitations and Disclosures for Private Fund Managers – prior post in Compliance Building The Buck Stops Here – Harry S. [read post]
30 Jul 2009, 5:54 pm
Also seated is President Harry Truman, recipient of the first Medicare card. [read post]
20 Jul 2020, 9:10 am
Established in 2010 with the passage of the Dodd-Frank Act, the SEC Whistleblower Program is an essential tool in fighting corporate fraud. [read post]
4 Nov 2011, 8:52 am
This autumn's documentary Chasing Madoff recounts Harry Markopolos’ multi-year crusade to expose the multi-billion dollar Ponzi scheme perpetrated by Bernie Madoff. [read post]
4 Nov 2011, 8:52 am
This autumn's documentary Chasing Madoff recounts Harry Markopolos’ multi-year crusade to expose the multi-billion dollar Ponzi scheme perpetrated by Bernie Madoff. [read post]
15 Mar 2011, 6:00 am
SEC, in Split Vote, Backs Bonus Curbs on Brokers, Hedge Funds by Jessica Holzer in the Wall Street Journal Incentive Compensation Limitations and Disclosures for Private Fund Managers – prior post in Compliance Building The Buck Stops Here – Harry S. [read post]
20 Nov 2013, 3:24 am
Harry Reid objecting to the effort in Congress to create a Mexican exemption to the SEC's resource extraction rules - and Ethan Mark blogs about integration issues under the JOBS Act... [read post]
16 Jun 2012, 2:00 am
Dodd Research Center at the University of Connecticut where she will institute the Center's programmatic work on human rights. ? [read post]
16 Dec 2010, 12:17 pm
There are Cassandras, but as in real-life, Cassandras (think Harry Markopolos) are a mixed bag. [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
22 Jan 2016, 6:13 am
Steinman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Tuesday, January 19, 2016 Tags: Acquisition agreements, Acquisitions, Appraisal rights, Conflicts of interest, Delaware cases, Delaware law, Fair values, Firm valuation, Merger litigation, Mergers & acquisitions, Shareholder suits Designated Lender Counsel in Private Equity Loans Posted by Jason M. [read post]
25 Nov 2016, 1:01 am
Legal and Regulatory Environment Under a Trump Administration Posted by Skadden, Arps, Slate, Meagher and Flom LLP, on Friday, November 18, 2016 Tags: Antitrust, Capital markets, Cross-border transactions, Cybersecurity, Deregulation, Dodd-Frank Act, Financial regulation, Glass-Steagall, International governance, Mergers & acquisitions, Political spending, Presidential elections, Securities regulation, Supreme Court, Taxation Embraer SA Pays $205 Million to the SEC and DOJ to Settle… [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
29 Jan 2016, 6:07 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Monday, January 25, 2016 Tags: Class actions, Derivative suits, Disclosure, Dodd-Frank Act, Erica John Fund v. [read post]
21 Apr 2010, 2:14 am
In addition, the draft financial reform bill introduced by Senator Chris Dodd contains a provision that, if enacted, would provide significant financial rewards to whistleblowers for providing information leading to a successful enforcement action. [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
7 Apr 2012, 9:59 am
They had strong support both in the House and in the other chamber, with powerful Senators like Charles Schumer and Harry Reid behind it. [read post]
12 Jul 2024, 6:31 am
., on Wednesday, July 10, 2024 Tags: activision, Delaware law, DGCL, moelis Court Scrutinizes Sponsor and Financial Advisor Conflicts Under Up-C Structure Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, July 11, 2024 Tags: Delaware Court of Chancery, ETP, IPO, TRA, Up-C structure Dissonance in Climate Disclosure: the SEC, EU, California, and ISSB Regimes Posted by Stavros Gadinis (University of California… [read post]
