Search for: "IN RE BROKER MINORS"
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11 Jun 2023, 9:26 am
Once they’re on the radar as an agency that’s accessed this information, it creates this whole host of reporting requirements they must follow. [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
20 Apr 2010, 4:20 pm
Clegg, the son of a banker, is just four months younger than Cameron, the son of a broker. [read post]
18 Aug 2017, 6:16 am
Tievsky, Pillsbury LLP, on Thursday, August 17, 2017 Tags: Activist arbitrageurs, Appraisal rights, Arbitrage, Boards of Directors, D&O insurance, Delaware cases, Delaware law, DGCL, DGCL Section 262, Director liability, Fiduciary duties, Hedge funds, In re Appraisal of Dell, Indemnification, Merger litigation, Mergers & acquisitions, Securities litigation Delaware’s Most Recent… [read post]
1 Mar 2023, 12:38 pm
He was re-elected without opposition from 1994 to 2018. [read post]
20 Jan 2022, 9:58 am
When you’re registering, you can select one of two main bonuses. [read post]
9 Jun 2016, 9:30 pm
WHAT WE’RE READING THIS WEEK Preston Cooper of the Manhattan Institute for Policy Research, a leading free-market think tank, recently published an article defending the new powers that would be granted to the Environmental Protection Agency (EPA) under the Frank R. [read post]
17 Nov 2014, 3:53 am
NASD may also get involved if the selling shareholders are affiliated with a broker-dealer. [read post]
17 Jul 2009, 8:24 am
COURT, In re Denture Cream Prods Liab. [read post]
21 Jul 2010, 4:43 pm
You should consult with your insurance broker or agent about workers' comp issues. [read post]
17 Oct 2007, 8:33 pm
He said brokers told others, "Don't worry. [read post]
23 Feb 2010, 6:16 am
Loss of Broker Discretionary Votes The 2010 proxy season is the first without broker discretionary votes in uncontested director elections. [read post]
30 Jan 2021, 11:44 am
You must submit a report under these circumstances: Over $1,000 in property damage A person sustains fatal injuries A person sustains any injury, even minor ones Your liability insurance carrier must sign off on your report. [read post]
31 Jul 2017, 3:00 am
It’s pretty clear that the roboadvisors aren’t commissioned salesmen and that they have only relatively minor conflicts of interest. [read post]
22 Apr 2007, 4:39 am
Other brokers were also investigated. [read post]
26 Sep 2011, 7:48 am
Personally, I think bicycle lanes a dubious bit of urban planning because they consume a common resource (street space) for a minority use (representing well less than 1% of all urban vehicular traffic). [read post]
3 Jul 2014, 4:13 am
The answer to these questions is: consult your insurance broker or qualified independent risk management consultant, read your policy provisions, then go back to the broker/consultant, again. [read post]
19 Oct 2011, 5:21 pm
You should consult with your insurance broker or agent about workers comp issues. [read post]
29 Feb 2016, 9:24 am
What the FBI is asking Apple to provide is not an “entirely new operating system” in the sense of re-building iOS from scratch. [read post]
20 Nov 2017, 5:00 am
Representative Sean Duffy (R-Wis) re-introduced legislation that would regulate proxy advisory firms. [read post]
