Search for: "INSTITUTIONAL TRADING CORPORATION"
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18 Dec 2023, 2:48 pm
., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
17 Dec 2023, 9:05 pm
In comparison with the dramatic governance failures in large unicorns, dual-class corporations have arguably fared reasonably well. [read post]
15 Dec 2023, 6:30 am
Securities and Exchange Commission, on Friday, December 8, 2023 Tags: Beneficial Ownership, Executive Compensation, Insider trading, Proxy voting, SEC SEC reports Enforcement stats for fiscal 2023 —with big contributions from whistleblowers Posted by Cydney S. [read post]
15 Dec 2023, 6:30 am
Securities and Exchange Commission, on Friday, December 8, 2023 Tags: Beneficial Ownership, Executive Compensation, Insider trading, Proxy voting, SEC SEC reports Enforcement stats for fiscal 2023 —with big contributions from whistleblowers Posted by Cydney S. [read post]
14 Dec 2023, 10:00 pm
Today, it’s about the trade marks. [read post]
13 Dec 2023, 9:05 pm
Our analysis of the GF shock further supports the role of institutional constraints. [read post]
13 Dec 2023, 3:06 pm
Certain federal agencies regulate the banking industry, such as the Federal Deposit Insurance Corporation. [read post]
10 Dec 2023, 10:30 pm
This involves the transfer of corporate management techniques to the public sector, in our case, higher education. [read post]
6 Dec 2023, 6:05 am
(Editor’s Note: Extended excerpts of the various legal proceedings cited in this piece can be read here.) [read post]
6 Dec 2023, 2:35 am
This sets out the minimum standards which the HKMA expects locally incorporated authorized institutions to adopt in respect of their internal corporate governance procedures. [read post]
4 Dec 2023, 9:01 pm
Corporate Governance Code. [read post]
4 Dec 2023, 6:31 am
Our customers provide services in a range of different practice areas including corporate & commercial (business law), M&A, IP, family law, employment and labour, commercial lending, commercial and residential real estate, estate planning & trusts, entertainment law, and more. [read post]
1 Dec 2023, 10:14 am
If large financial institutions are required to report on climate risk under federal law, but barred from any discussion of climate risk under state law, then federal law would win out. [read post]
28 Nov 2023, 9:21 am
MCIs are also often the entry point for retail and institutional investors into the crypto-asset ecosystem and are therefore potential channels for spill-overs into the traditional financial system. [read post]
27 Nov 2023, 3:00 am
For shareholders, it may seem counterintuitive that corporate executives would trade off profits for political or social agendas. [read post]
26 Nov 2023, 6:52 am
This robust increase underscores the continued adoption and reliance on SaaS offerings within the eDiscovery realm, likely due to the convenience, scalability, and cost-efficiency they offer to law firms and corporate legal departments. [read post]
24 Nov 2023, 12:30 pm
Court of International Trade: Sounds pretty sketch. [read post]
23 Nov 2023, 8:12 am
Seventy-eighth sessionSecond CommitteeAgenda item 16 (h)Macroeconomic policy questions: promotion of inclusiveand effective international cooperation on tax matters atthe United Nations Nigeria:* (* On behalf of the States Members of the United Nations that are members of the Group ofAfrican States) revised draft resolution Promotion of inclusive and effective international tax cooperationat the United Nations The General Assembly,Guided by the purposes and principles enshrined… [read post]
22 Nov 2023, 8:58 am
It will reduce the burden on financial institutions in particular. [read post]
21 Nov 2023, 6:00 am
He is a member of The Media Institute’s Board of Trustees and First Amendment Advisory Council. [read post]
