Search for: "In the Matter of Frank"
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18 Aug 2008, 7:11 pm
[Ed. note: Ted Frank's posts analyzing presidential candidate Barack Obama's tax plan, available here and here, were some of the most popular in ATL history. [read post]
20 Sep 2010, 4:28 am
Dodd-Frank: SEC Releases Tentative Rulemaking Schedule As noted by Mark Borges in his CompensationStandards.com "Proxy Disclosure Blog" on Saturday: One of the more challenging aspects of analyzing the executive compensation provisions of the Dodd-Frank Act has been trying to predict how the SEC would approach its rulemaking obligations. [read post]
2 Jul 2010, 5:29 pm
What other matters would the PCAOB need to consider in developing standards for the audits of broker-dealers? [read post]
1 Apr 2022, 7:03 am
In Antitrust Matters, we bring you perspectives of experts and visionaries in the field who discuss where antitrust law has been, where it is going, and why it matters today more than ever before. [read post]
22 Jul 2011, 5:53 am
Related Posts: Dodd-Frank By The Numbers: A Volcker Rule Case Study Dodd-Frank By The Numbers: The Volcker Public Comments Dodd-Frank By The Numbers: Screwing Joe The “Plummer” [read post]
23 Jul 2010, 5:00 am
As a result, the matter has become federalized. [read post]
29 Nov 2017, 8:42 am
District Court for the Northern District of California claiming protection under the Dodd-Frank Act of 2010. [read post]
19 Jan 2011, 11:53 am
CFTC Chair Gary Gensler noted that the study provides a basis on which the regulators can move forward with the required rule-writing to carry out the Dodd-Frank mandate, particularly noting that the study helps prevent regulatory arbitrage by covering both the cash and derivatives markets.As a preliminary matter, the Council suggested that the new Office of Financial Research established by Dodd-Frank could assist regulators in enforcing the Volcker Rule‘s… [read post]
7 Jun 2013, 7:34 am
Frank R. [read post]
30 Aug 2011, 4:17 am
New Bill Would Moderate the Dodd-Frank Whistleblower Provisions Here's the latest on attempts in Congress to tweak Dodd-Frank, courtesy of this alert by Cooley's Cydney Posner which is repeated below: They're at it again! [read post]
8 Jan 2024, 6:09 am
The opinion is styled, In The Matter Of Frank W. [read post]
5 Dec 2011, 9:45 am
The creation of the Office was precipitated by the Dodd-Frank Act, specifically Section 924(d) of the Act. [read post]
30 Sep 2010, 4:51 pm
” While there is unfortunately little or no way of determining on the front end how much a legal matter might cost, how that cost will be calculated generally is capable of early [...] [read post]
8 Jun 2010, 10:00 pm
As I’ve explained in a previous post, asking for a numerical rating forces clarity and frankness. [read post]
17 May 2021, 12:10 pm
Frank J. [read post]
8 Dec 2015, 6:51 am
The securities lawyers of Gana LLP are investigating customer complaints against Frank Marinelli (Marinelli). [read post]
15 Aug 2012, 2:00 am
Sullivan & Cromwell Partner and Practice Center Contributor Frank Aquila sent in this recent article he wrote for Boardmember.com. [read post]
15 Aug 2012, 2:00 am
Sullivan & Cromwell Partner and Practice Center Contributor Frank Aquila sent in this recent article he wrote for Boardmember.com. [read post]
22 Aug 2012, 7:49 am
Additionally, the SEC indicated that the court is considering issuing a final judgment against other defendants in the same matter. [read post]
23 Sep 2011, 3:00 am
Franks v. [read post]
