Search for: "Investment Management Company LLC"
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28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
27 Jul 2023, 8:50 am
Dimengo is Managing Partner of Buckingham, Doolittle & Burroughs, LLC. [read post]
20 Jul 2023, 10:45 am
According to Smart Asset, the company has $17 billion in assets under management. [read post]
20 Jul 2023, 2:09 am
Often brokerage firms are used by the DST sponsor companies for finding the individuals to invest. [read post]
14 Jul 2023, 6:30 am
Holian, Latham & Watkins LLP, on Thursday, July 13, 2023 Tags: anti-ESG, Antitrust, Asset Managers, ESG, Financial institutions, investment funds, Monetary policy Reopening of Advance Notice Window Requires Activists to Show “Radical Shift” at Company Posted by Scott A. [read post]
14 Jul 2023, 6:30 am
Holian, Latham & Watkins LLP, on Thursday, July 13, 2023 Tags: anti-ESG, Antitrust, Asset Managers, ESG, Financial institutions, investment funds, Monetary policy Reopening of Advance Notice Window Requires Activists to Show “Radical Shift” at Company Posted by Scott A. [read post]
13 Jul 2023, 7:00 am
Securities and Exchange Commission (“SEC”) issued an order against Insight Venture Management LLC (“Insight”). [read post]
12 Jul 2023, 1:09 pm
On January 28, 2019, the DOJ announced that Avanti Hospitals LLC in Los Angeles and six of its owners will pay $8.1 million to settle claims that they violated the False Claims Act by submitting false claims to the Medicare and Medicaid programs for medical services referred by a physician who received kickbacks and other improper payments from a hospital owned by Avanti Hospitals LLC. [read post]
10 Jul 2023, 10:00 pm
New Practical Guidance Content Workplace Investigations — Who Should Conduct the Investigation Video (Quick Tips) Mental Health in the Workplace: Key Issues under the Americans with Disabilities Act (Part 1) Video Mental Health in the Workplace: Key Issues under the Americans with Disabilities Act (Part 2) Video Certification of Health Care Provider under the California Family Rights Act and Family Medical and Leave Act (CA) Disability Comparison Chart for ADA and PDCRA (MI) Personal Car for… [read post]
7 Jul 2023, 1:24 pm
According to its 2022 Focus Report, the company has $30 million in assets under management. [read post]
7 Jul 2023, 12:53 pm
According to her broker report, since 2013 Caldwell has been the owner of Canal Productions, a film production company. [read post]
27 Jun 2023, 9:01 pm
While shareholder proposals that limit management entrenchment can add value to a company,[27] others may not. [read post]
23 Jun 2023, 2:23 pm
The firm reportedly manages $28.7 million and provides investment advisory services. [read post]
22 Jun 2023, 7:35 am
Triad Advisors LLC Infinex Investments Inc. [read post]
21 Jun 2023, 11:54 am
SEC Charges PIMCO with Disclosure and Policy Violations The Securities and Exchange Commission reportedly charged registered investment advisor PIMCO (Pacific Investment Management Company LLC) with disclosure and policies and procedures violations involving two PIMCO funds. [read post]
16 Jun 2023, 7:00 am
The Securities and Exchange Commission today announced that registered investment adviser Pacific Investment Management Company LLC (PIMCO) will pay $9 million to settle two enforcement actions relating to disclosure and policies and procedures…Read the Full Press Release Have a securities law question? [read post]
16 Jun 2023, 6:11 am
This move by Russell Investments is indicative of a larger trend in the investment world, where investors are constantly on the lookout for up-and-coming companies that have potential for growth and considerable return on investment. [read post]
14 Jun 2023, 1:22 pm
Ultimately, it was alleged that the company was running a Ponzi scheme, with new investment money paying previous investors. [read post]
12 Jun 2023, 2:08 pm
Cetera Advisors LLC (CRD #10299), in Greenwood Village Colorado, employs 1,019 advisors and manages $21.2 billion. [read post]
11 Jun 2023, 9:26 am
The CTA obligates each state’s Secretary of State or agency in charge of registering corporations and LLCs to notify all eligible entities of this requirement. [read post]
