Search for: "James Stanley"
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27 Mar 2019, 7:11 am
Jeremy spoke on a panel on Trade Secrets and Restrictive Covenants in the Financial Services Industry, which Erik moderated, along with counsel from Morgan Stanley Wealth Management and Brown Brothers Harriman. [read post]
5 Jun 2008, 11:12 am
When James Watson met Francis Crick, nobody knew how the genetic code was transmitted. [read post]
29 Sep 2010, 2:01 pm
James'' position has at least two virtues. [read post]
22 Jul 2013, 9:30 am
Lawyers on the special action are Tim Eckstein and Mark Harrison as well as former Chief Justices Ruth McGregor, Stanley Feldman, Tom Zlaket, James Moeller, Frank Gordon, Jr., and Charles Jones. [read post]
14 Oct 2009, 8:08 am
To accomplish this, FINRA has expanded the program to include cases against the following 14 broker-dealers (from 11 broker-dealers): Chase Investment Services (10 cases); Oppenheimer & Co. (15 cases); Raymond James Financial Services/Raymond James & Associates (10 cases); Citigroup Global Markets (60 cases); Merrill Lynch (60 cases); Morgan Stanley Smith Barney (60 cases); UBS Financial Services (60 cases); Wells Fargo Advisors (60 cases); Ameriprise Financial… [read post]
13 Jun 2019, 6:57 am
James E. [read post]
18 Dec 2018, 11:03 am
James Schwede Zachary Sherry Jr. [read post]
3 Apr 2012, 12:26 pm
He has fully accepted responsibility,” said Stanley O. [read post]
18 Dec 2018, 11:12 am
First Southwest Michael Giokas Fortune Financial Services, Inc Comprehensive Asset Management and Servicing Travis Marks Wells Fargo Advisors, LLC JP Morgan Securities LLC Richard Minichino Next Financial Group, Inc Wunderlich Securities, Inc Thomas Park Merrill Lynch, Pierce, Fenner & Smith Inc Wells Fargo Clearing Services, LLC Brian Roth The Benchmark Company, LLC Intl Assets… [read post]
23 May 2019, 7:36 am
Cole Financial, Inc Morgan Stanley Donato, Scott Morgan Stanley Flaningan, Joel NYLife Securities LLC Synergy Investment Services LLC Johnson, Anthony Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie Norris, Timothy BMO Harris Financial Advisors, Inc HarrisDirect LLC Tudor, Mark Raymond James Financial Services,… [read post]
29 Apr 2008, 11:10 am
" Morgan Stanley analysts are slashing forecasts for large bank earnings and warning that the credit crunch is only beginning, according to a report on CNBC.com. [read post]
26 Nov 2019, 7:33 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Ainsworth, Richard Southwest Securities, Inc Morgan Stanley Smith Barney Campbell, Charles A.G. [read post]
6 Mar 2018, 8:13 am
Morgan Securities LLC Cornelius Peterson Morgan Stanley James S. [read post]
30 Jan 2019, 1:06 pm
., Zachary NYLife Securities LLC NY Life Insurance Co Simonds, Christopher Edward Jones Local Property LLC Tejeda, Divanna JP Morgan Securities LLC Chase Investment Services Valenzuela, Francisco Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Wadsworth, Jackie IMS Securities, Inc Retirement Investment Group Walker, Rick Morgan Stanley Citigroup Global… [read post]
"God Bless America and the Anthem? And the fly-by? Could you militarize this event just a tad more?"
9 Feb 2011, 8:32 am
The Pierce quote is embedded in this James Wolcott blog post. [read post]
27 Oct 2010, 10:06 am
Ultimately, Judge Hittner appointed Robert Scardino and his partner, James Bond impersonator Ali Fazel, two excellent experienced (33 years and 11 years, respectively) Houston criminal defense lawyers. [read post]
8 Sep 2022, 9:30 pm
Introductory Remarks; Peter Wirzbicki, Princeton University Keynote “Conversation” James Oakes, The Graduate Center, CUNY Manisha Sinha, University of Connecticut Amy Dru Stanley, University of Chicago Moderator: Sean Wilentz, Princeton University3:30 – 5:15 p.m. | Panel 1 | The… [read post]
22 Dec 2015, 3:15 pm
Cosgrove has handled U-5 matters involving MetLife Securities, US Bancorp Investments, Questar, US Allianz, Edward Jones, Raymond James, Wells Fargo Advisers, Morgan Stanley, ING Financial partners, and others. [read post]
7 Jan 2018, 7:41 am
In The Washington Post is a review of Noah Feldman's The Three Lives of James Madison: Genius, Partisan, President. [read post]
7 May 2022, 6:01 am
Think about: hiding women away within their traditional household function, deciding whether or not to let a newly conceived human being ever emerge into the light, weakening speech by keeping the word "women" out of the public discourse, and releasing a Supreme Court opinion draft out into the sunlight.ADDED: Oh, there is one more use of "etiolate" in the archive, a quoted from "How To Write a (Good) Sentence/Adam Haslett on Stanley Fish":"If the history… [read post]
