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28 Mar 2019, 10:05 am
Posted by Jay Clayton, U.S. [read post]
19 Mar 2019, 6:36 am
But my experiences along the way—working in private practice as an attorney, at the parent public company of a large stock exchange, in the role of counsel to an SEC Commissioner, and on the staff of the Banking Committee in the U.S. [read post]
15 Mar 2019, 5:55 am
Miller (Southern Methodist University), on Saturday, March 9, 2019 Tags: Agency model, Board dynamics, Board turnover, Boards of Directors, Director qualifications, Incentives, International governance, Labor markets Equity Market Structure 2019: Looking Back & Moving Forward Posted by Jay Clayton and Brett Redfearn, U.S. [read post]
12 Mar 2019, 3:34 am
We’ve been blogging about the bills in Congress seeking to change stock buybacks practices (here’s the latest). [read post]
24 Feb 2019, 8:45 am
A typical IPO, which is a sale of a company’s stock, raises between $100-$150 million. [read post]
21 Feb 2019, 10:47 am
Yesterday, the California Assembly Committee on Privacy and Consumer Protection held a hearing on the California Consumer Privacy Act. [read post]
18 Feb 2019, 2:34 pm
Moreover, as SEC Chairman Jay Clayton has stated, tokens and offerings that feature and market the potential for profits based on the entrepreneurial or managerial efforts of others contain the hallmarks of a security under U.S. law. [read post]
15 Feb 2019, 6:14 am
Posted by Ioannis Ioannou (London Business School) and George Serafeim (Harvard Business School), on Tuesday, February 12, 2019 Tags: Corporate Social Responsibility, ESG, Firm performance, Long-Term value, Sustainability Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Posted by Jay Clayton, U.S. [read post]
1 Feb 2019, 10:51 am
Stock market futurism. [read post]
1 Feb 2019, 8:49 am
In announcing the new rules, SEC Chairman, Jay Clayton, stated “[t]he amended [Regulation A] rules will provide reporting companies additional flexibility when raising capital. [read post]
18 Jan 2019, 7:50 am
The chairman of the United State Securities and Exchange Commission (SEC), Jay Clayton, has made no secret about the fact that he wants to make adopting the proposed “best interest” regulation a key priority in 2019.Over much of last year, heated debate raged within the securities industry and among some politicians about the “best interest” standard and how it should be applied to registered financial advisors and stock brokers alike. [read post]
21 Dec 2018, 7:10 am
"Regulation A provides an exemption from registration under the Securities Act for offerings of securities up to $50 million in a 12-month period," said Chairman Jay Clayton. [read post]
21 Dec 2018, 6:00 am
Securities and Exchange Commission, on Friday, December 14, 2018 Tags: Agency costs, Antitrust, Boards of Directors, Common ownership, Index funds, Institutional Investors, Institutional voting, Investor protection, Market efficiency, Ownership, SEC, Securities regulation, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
20 Dec 2018, 9:30 pm
The Internal Revenue Service (IRS) whistleblower program contains a “regulatory paradox,” wrote Jay R. [read post]
20 Dec 2018, 3:38 am
E&S Disclosures: SEC Chair Clayton Speaks In this blog, Cooley’s Cydney Posner summarizes commentary recently provided by SEC Chair Jay Clayton about E&S disclosures. [read post]
18 Dec 2018, 8:45 am
“The SEC issued the statement in advance of a major accounting conference where its chairman, Jay Clayton, plans to speak about the problem. [read post]
17 Dec 2018, 5:00 am
On the issue of Brexit, Hinman said that he was asked by SEC Chairman Jay Clayton about the quality of disclosure on the topic. [read post]
14 Dec 2018, 6:06 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
10 Dec 2018, 12:00 am
An IPO is the private company’s first sale of stock on the public market. [read post]
7 Dec 2018, 10:50 am
Posted by Jay Clayton, U.S. [read post]
