Search for: "K-One Investment Company Inc." Results 201 - 220 of 540
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16 Jun 2016, 4:32 am by Jerry Kalish
A plan sponsor can build in all these “shall nots” in their Investment Policy Statement (assuming that they even have one) but sometimes participants do what they do. [read post]
3 Jun 2016, 6:40 am by Dennis Crouch
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
23 May 2016, 2:57 pm by Lax & Neville LLP
On April 29, 2016, the Securities and Exchange Commission (“SEC”) filed an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of The Securities Exchange Act of 1934, Section 203(k) of The Investment Advisers Act of 1940, and Rule 102(e) of The Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order (the “Order”) against Santos, Postal & Company,… [read post]
23 May 2016, 2:57 pm by Lax & Neville LLP
On April 29, 2016, the Securities and Exchange Commission (“SEC”) filed an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of The Securities Exchange Act of 1934, Section 203(k) of The Investment Advisers Act of 1940, and Rule 102(e) of The Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order (the “Order”) against Santos, Postal & Company,… [read post]
18 May 2016, 8:19 am by Dennis Crouch
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
14 May 2016, 3:34 am by Florian Mueller
Google Knew Throughout That it Needed a License to Use the Copyrighted Materials2.1 Rubin agreement (as CEO of Danger, his previous company) with Sun of October 19, 20 [read post]
3 May 2016, 1:42 am by Dennis Crouch
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
18 Apr 2016, 9:58 am by Dennis Crouch
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
14 Apr 2016, 12:00 pm by EB-5
 Investors were told they were investing in one of several projects connected to Jay Peak Inc., a ski resort operated by Quiros and Stenger, and their money would only be used to finance that specific project. [read post]
14 Apr 2016, 8:57 am by Mark Astarita
  Investors were told they were investing in one of several projects connected to Jay Peak Inc., a ski resort operated by Quiros and Stenger, and their money would only be used to finance that specific project. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
5 Apr 2016, 7:34 am by Law Lady
F/R 550, LLC, a Florida limited liability company; and F/R 3329, LLC, a Florida limited liability company, Appellees. 2nd District. [read post]
29 Feb 2016, 4:43 pm by Kevin LaCroix
This past year was an eventful one in the corporate and securities litigation arena, with the U.S. [read post]