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12 Sep 2019, 6:50 am
It nevertheless appears that in addition to enforcement and private actions alleging violations of state law based on non-compliance with federal disclosure requirements that are incorporated into or tracked by state law, a waiver recipient would remain at risk of a UDAAP action by a state AG. [read post]
22 Sep 2021, 3:30 am
Department of the Treasury today [September 21, 2021] announced a set of actions focused on disrupting criminal networks and virtual currency exchanges responsible for laundering ransoms, encouraging improved cyber security across the private sector, and increasing incident and ransomware payment reporting to U.S. government agencies, including both Treasury and law enforcement. [read post]
14 Jan 2021, 10:30 am
However, the SEC ruled that just because the claimant previously filed a disclosure “does not mean that Claimant 2 is then eligible for every future enforcement action involving similar securities law violations. [read post]
9 Dec 2022, 12:50 pm
Through the SEC Whistleblower Program, qualified whistleblowers are entitled to awards of 10-30% of the sanctions collected in the enforcement action connected to their disclosure. [read post]
10 Mar 2022, 10:50 am
“This enforcement action demonstrates, once again, the continued parallel efforts between the CFTC and our law enforcement partners to preserve market integrity and protect market participants,” said CFTC Director of Enforcement James McDonald. [read post]
13 Jul 2023, 10:49 am
To qualify for an award, an individual must voluntarily disclose original information to the SEC that contributes to the success of an enforcement action. [read post]
2 Jul 2017, 6:18 pm
Plaintiff Upstate Cellular Network, doing business as Verizon Wireless brought this action asserting that the defendants, the City of Auburn, the City Council of the City of Auburn, New York, Planning Board of the City of Auburn, New York, Zoning Board of Appeals of the City of Auburn, New York and Brian Hicks, Code Enforcement Officer of the City of Auburn, New York, improperly failed to act on its application to construct and operate a wireless telecommunications site in… [read post]
6 Oct 2016, 4:45 am
She also pointed to the FTC’s championing of “good cyber hygiene and network security,” including through the approximately 60 enforcement actions it has brought against companies that “failed to reasonably secure consumer data on their networks. [read post]
4 Oct 2023, 11:10 am
” The FCPA is the United States’ premier anti-bribery law. [read post]
8 Aug 2023, 1:55 pm
The SEC posts NoCAs for every enforcement action where the agency collected at least $1 million. [read post]
19 Nov 2013, 7:00 am
The SEC Staff would not recommend enforcement action if insurance agencies enter into insurance networking arrangements with registered broker-dealers for the offer and sale of variable products and make transaction-based payments based on the sale of these products without registering as broker-dealers. [read post]
6 Jul 2017, 9:51 am
As enforcement agencies bolster their resources, the need for global compliance with advertising and marketing laws similarly increases. [read post]
6 Jul 2017, 9:51 am
As enforcement agencies bolster their resources, the need for global compliance with advertising and marketing laws similarly increases. [read post]
18 Feb 2013, 7:00 am
Mullenix, Morris & Rita Atlas Chair in Advocacy at the University of Texas School of Law, has published a research paper entitled “Arbitrating Federal Antitrust Claims, Class Action Waivers, and the ‘Effective Vindication’ Rule,” Univ. of Texas Law, Public Law Research Paper No. 349. [read post]
12 Aug 2014, 5:55 am
The US Financial Crimes Enforcement Network has finally come around to realizing that US financial institutions should promote a culture of compliance. [read post]
11 Nov 2010, 4:53 pm
Total posts on The LexBlog Network today: 159. [read post]
10 Aug 2015, 7:54 am
The policy is administered by the Canadian Radio-television and Telecommunications Commission (CRTC), which releases quarterly reports on the number of complaints it receives and whether any have been escalated to enforcement actions. [read post]
19 Aug 2021, 2:36 pm
The “related action” provision was designed to expand the scope of the DFA by incentivizing whistleblowers to cooperate with a number of different federal law enforcement agencies. [read post]
5 Feb 2021, 12:15 pm
This week in Other Barks & Bites: the Federal Circuit vacated a PTAB ruling that invalidated patent claims over prior art on different grounds than those asserted by the petitioner; the CJEU finds that a German state treaty prohibiting regional advertisements in national TV networks may violate EU law; the Fourth Circuit holds that laches and not a statute of limitations is the appropriate defense against unfair competition claims filed under Section 43(a) of the Lanham Act;… [read post]
26 Jul 2016, 7:20 am
,” University of Pennsylvania Journal of Business Law, Vol. 19, accepted (Forthcoming). [read post]
