Search for: "Luis Aguilar" Results 201 - 220 of 348
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5 Oct 2011, 1:45 pm by Ted Allen
It's been more than 14 months since the signing of the Dodd-Frank Act, which directed the Securities and Exchange Commission to establish a new Investor Advisory Committee.So far, the SEC has not publicly announced a timetable for creating this panel, and Commissioner Luis Aguilar and some investors are asking why. [read post]
24 Nov 2014, 3:53 pm by John Jascob
Commissioner Luis Aguilar agreed that the lack of an active trading market for securities of small businesses is a major hurdle to capital formation. [read post]
14 Nov 2013, 10:50 pm by Gilles Cuniberti
All (Argentina) Adjunct Vice President of Communications and Publications: Luis Ernesto Rodríguez Carrera (Venezuela) Vice President of Finance: Laura Capalbo (Uruguay) Adjunct Vice President of Finance: Guillermo Argerich (Argentina) Secretary General: Nuria González Martín (México) Adjunct Secretary General: Juan José Obando (Costa Rica) Vocals: Virginia Aguilar (México) Carolina D. [read post]
1 Jun 2017, 7:31 am by John Jascob
Past Commissioner Luis Aguilar noted that some companies have done the bare minimum by providing only abstract information regarding diversity efforts, and former SEC Chair Mary Jo White directed the agency’s staff to review the rule and consider potential enhancements prior to her resignation.Business leaders have also acknowledged the benefits (and minimal burdens) associated with more comprehensive diversity disclosures, according to the letter. [read post]
11 Apr 2012, 4:15 pm by Ted Allen
 In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
24 May 2012, 12:33 pm by McNabb Associates, P.C.
DE C.V., Calle San Uriel 690, Interior 10, Piso 4, Colonia Chapalita, Guadalajara, Jalisco, Mexico [SDNT] LARES RANGEL, Jose Luis, c/o GRUPO C.L.P. [read post]
8 Jun 2009, 1:00 pm
  But I did manage to keep notes during the sessions I attended: Luis Aguilar Keynote at Compliance Week Conference Vetting Business Partners with Alexandra Wrage of Trace International to talk about how leading companies have approached this challenge in a global company. [read post]
12 Feb 2010, 10:17 am
Thatand#39;s according to Luis Aguilar, a commissioner with the Securities and Exchange Commission, who said the regulator is currently hamstrung by its existing policy, which does not sufficiently emphasize deterrence and punishment. [read post]
29 Sep 2011, 10:29 am by admin
In a speech to the Council of Institutional Investors on April 4, 2011, SEC Commissioner Luis Aguilar, on the subject of capital formation, expressed his “concern that the U.S. capital markets are being exploited by certain foreign companies, not only harming U.S. investors, but also negatively effecting the environment for capital formation. [read post]
4 Apr 2011, 7:47 pm by Fong & Chun
SEC Commissioner, Luis Aguilar announced that since January 2007, 600 of such "backdoor registrations" occurred and most notably, more than 150 of these occurred in and around China. [read post]
23 Oct 2007, 9:22 pm
 Other names afloat to fill one of the two Democratic vacancies are WilmerHale partner Yoon-Young Lee and McKenna Long partner Luis Aguilar. [read post]
8 Apr 2011, 2:15 pm by Ted Allen
 On April 4, SEC Commissioner Luis Aguilar said he was not aware of any major disagreements that were holding up the release of the final disclosure rules. [read post]
18 Mar 2009, 3:31 am
Contents include:Tito Ballarino, Il Regolamento Roma I: forza di legge, effetti, contenuto Hilda Aguilar Grieder, Los contratos internacionales de distribución comercial en el Reglamento Roma I Alfonso-Luis Calvo Caravaca & Javier Carrascosa Gonzalez, La Ley aplicable al divorcio en Europa: el futuro Reglamento Roma III Maria del Pilar Diago Diago, El comercio internacional de diamantes: sistema de certificación del… [read post]
17 Oct 2012, 7:50 am by Felix Shipkevich
“The capital and margin provisions of today’s proposal will affect the economics of entering into security-based swaps that are not cleared,” said SEC Commissioner Luis Aguilar. [read post]
15 Jun 2011, 2:31 pm by Jenna Greene
Obama nominated Wilmer Cutler Pickering Hale and Dorr partner Daniel Gallagher Jr. to be a commissioner, and current SEC commissioner Luis Aguilar to serve a second term. [read post]