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3 Feb 2022, 6:28 am by Alan Rosca
Prior to mid November 2020, Seth Stewart was in the employment of Center Street Securities and he was registered with the firm at the time the allegations were instituted against him. [read post]
1 Feb 2022, 8:44 am by The White Law Group
  A Business Development Company (BDC) is a company that invests in small and mid-sized businesses. [read post]
20 Jan 2022, 1:17 pm by Edward T. Kang and Ryan T. Kirk
As first reported by The Washington Post in mid-December, Snyder and his attorneys attempted to prevent Wilkinson from interviewing a woman who had accused him of sexual assault relating to an alleged 2009 incident on his private plane. [read post]
11 Jan 2022, 12:09 pm by Tom Kosakowski
” The first course, “The Ombuds Field Guide,” will be launching in mid-February of this year. [read post]
9 Jan 2022, 1:32 pm by Eugene Volokh
Atlantic Monthly Group, LLC, so you can decide for yourselves what to think of the argument (assuming the facts are as alleged): In 2020, Ms. [read post]
4 Jan 2022, 9:05 pm by Coral Beach
  “It is noteworthy that the coalition expanded to include academia, additional consumer advocacy groups, STOP constituent advocates, former senior regulatory officials, and four of the largest poultry producers in the United States — Butterball LLC, Wayne Farms LLC, Perdue Farms, and Tyson Foods. [read post]
30 Dec 2021, 1:36 am by The White Law Group
(CION) Securities Fraud Investigation  Did your broker-dealer recommend an investment in CION Investment Corporation (NYSE: CION), a business development company (BDC), that provides senior secured loans to U.S. mid-market companies? [read post]
29 Dec 2021, 9:22 am by Bob Ambrogi
As awful as was the year 2020 for so many reasons, my year-end report last year found reasons to be optimistic. [read post]
29 Dec 2021, 9:22 am by Bob Ambrogi
As awful as was the year 2020 for so many reasons, my year-end report last year found reasons to be optimistic. [read post]
3 Dec 2021, 9:49 am by Kristian Soltes
Legal and Regulatory Developments SPOTLIGHT: 6 Ways the EU’s Digital Markets Act Will Change Big TechPYMNTS – November 29, 2021 The European Union’s Digital Markets Act is coming, and Big Tech will never be the same. [read post]
3 Dec 2021, 9:49 am by Kristian Soltes
Legal and Regulatory Developments SPOTLIGHT: 6 Ways the EU’s Digital Markets Act Will Change Big TechPYMNTS – November 29, 2021 The European Union’s Digital Markets Act is coming, and Big Tech will never be the same. [read post]
12 Nov 2021, 3:30 am by David Lynn
American CryptoFed made a series of filings with the SEC beginning in mid-September 2021. [read post]