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10 Jan 2023, 10:32 am by Bruce Zagaris
Zagaris covered the guilty plea of NatWest Markets Plc to spoofing on the U.S. markets. [read post]
10 Jan 2023, 10:32 am by Bruce Zagaris
Zagaris covered the guilty plea of NatWest Markets Plc to spoofing on the U.S. markets. [read post]
10 Jan 2023, 8:00 am
Particularly in the equities market, investing trends cycle by market sector. [read post]
9 Jan 2023, 9:01 pm by renholding
According to plaintiff’s motion for settlement approval, the settlement represents approximately 20-to-30% of the estimated range of recoverable damages, which is nearly 400% more than the median recovery in such cases. [read post]
5 Jan 2023, 2:22 pm by Kevin LaCroix
(A substantive year in review for the U.S. market will be documented in the ISS Securities Class Action Services “Top 100 U.S. [read post]
Justice BR Gavai read out the majority judgment and stated that demonetization had a reasonable nexus with the objectives it sought to achieve, which purportedly included terror-funding, black market eradication, etc. [read post]
20 Dec 2022, 1:59 pm by Kyle Hulehan
It’s also a foundational aspect of the Commission’s new own resource proposal to fund EU budget initiatives. [read post]
20 Dec 2022, 6:09 am by Taiya Smith
Pacific Islands states told Wang Yi that they wanted to work with China on their own priorities — climate change and COVID-19 recovery. [read post]
19 Dec 2022, 3:12 am by Jan von Hein
Wagner: European account preservation orders and titles from provisional measures with subsequent account attachments The enforcement of a claim, even in cross-border situations, must not be jeopardised by the debtor transferring or debiting funds from his account. [read post]
9 Dec 2022, 4:23 pm by Ben Vernia
* * * The government announced that the whistleblower will receive $3.9 million of the $20.25 million federal recovery (a 19.26% relator’s share). [read post]
9 Dec 2022, 6:34 am
Farrar, Sullivan & Cromwell LLP, on Friday, December 2, 2022 Tags: ESG, Investment Company Act, Mutual funds, Rule 30e-3, SEC, SEC enforcement, XBRL The Director’s Guide to Shareholder Activism Posted by Maria Castañón Moats, Paul DeNicola, Matt DiGuiseppe, PricewaterhouseCoopers LLP, on Friday, December 2, 2022 Tags: Board of Directors, Executive Compensation, Hedge funds, Institutional Investors, Proxy fights, Shareholder activism The Evolution of… [read post]
9 Dec 2022, 6:34 am
Farrar, Sullivan & Cromwell LLP, on Friday, December 2, 2022 Tags: ESG, Investment Company Act, Mutual funds, Rule 30e-3, SEC, SEC enforcement, XBRL The Director’s Guide to Shareholder Activism Posted by Maria Castañón Moats, Paul DeNicola, Matt DiGuiseppe, PricewaterhouseCoopers LLP, on Friday, December 2, 2022 Tags: Board of Directors, Executive Compensation, Hedge funds, Institutional Investors, Proxy fights, Shareholder activism The Evolution of… [read post]
29 Nov 2022, 6:45 am by Jocelyn Trainer
In this event, if they win their cases, U.S. plaintiffs would have access to Russian assets frozen by the United States before Ukraine has the right to claim the funds for recovery and rebuilding efforts. [read post]
28 Nov 2022, 3:21 pm by anne
  While new program funding should help on the administrative side, it seems that whistleblowers will face increasing competition for CFTC attention and whistleblower rewards. [read post]
25 Nov 2022, 2:37 pm by Arianna Morseau
The Director looks at ELI holistically and “connects the dots” between departments and programs as they relate to communications and marketing. [read post]
22 Nov 2022, 9:44 am by Craig D. Dillard and Elizabeth P. Nevle
“In well-established energy storage markets, like the U.S., higher costs have resulted in some developers looking to renegotiate contract prices with offtakers. [read post]
20 Nov 2022, 9:53 am by David Kopel
This was marketing and newspaper term for old or new knives suitable for fighting, hunting, and utility. [read post]
17 Nov 2022, 8:47 am by Simon Lovegrove (UK)
This Decision inserts into the EEA Agreement the following: Commission Delegated Regulation (EU) 2015/1 of 30 September 2014 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards for the periodic reporting on fees charged by credit rating agencies for the purpose of  ongoing supervision by the European Securities and Markets Authority Commission Delegated Regulation (EU) 2015/2 of 30 September 2014… [read post]
16 Nov 2022, 2:14 am by The White Law Group
Lawsuits: Recovery of Investment Losses The White Law Group continues to investigate potential securities claims involving broker dealers who may have unsuitably recommended Hartman vREIT XXI Inc. [read post]