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[ii] Noting that only a proposal that meets all material requirements may serve as the basis for award (sound familiar?) [read post]
6 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Monday, November 6, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
6 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Monday, November 6, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
31 Oct 2023, 4:57 pm by Bryan West
Hobson incorporated Ristorante Cosa Nostra Inc. and set about construction, for which he hired Timothy Gushue and his numbered company as project manager, and interior decoration, for which he hired the mother-daughter operation Designs by Marlynn Ltd. [read post]
30 Oct 2023, 8:51 am by jonathanturley
Here is my annual list of Halloween torts and crimes. [read post]
24 Oct 2023, 9:01 pm by renholding
Another goal of our detailed charging documents is to empower you in the compliance function by publicizing the cost of noncompliance, allowing you to advise your management or clients that proactive compliance is cheaper and better for business than facing a potential enforcement action. [read post]
23 Oct 2023, 12:00 am by INFORRM
As mentioned above, on 17 October 2023, the FTT allowed the appeal in the data protection case of Clearview AI Inc v ICO [2023] UKFTT 00819 (GRC), overturning the ICO’s enforcement notice and fine. [read post]
22 Oct 2023, 9:01 pm by renholding
Morgan Stanley split from the Ninth Circuit, finding that a violation of Item 303 would be actionable under Section 10(b) and Rule 10b-5 if plaintiffs met the materiality requirements set forth in Basic Inc. v. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
We encourage managers to review their marketing materials to ensure compliance if they have not done so already. [read post]
19 Oct 2023, 8:51 am by Sophie Luskin
Investors should now be able to understand material cybersecurity risks and how companies manage and mitigate them. [read post]
18 Oct 2023, 9:01 pm by renholding
Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. [read post]
9 Oct 2023, 9:45 pm by Arianna Morseau
This position includes general office and case management work. [read post]
5 Oct 2023, 2:38 pm by John Elwood
People for the Ethical Treatment of Animals, Inc. and North Carolina Farm Bureau Federation v. [read post]
4 Oct 2023, 8:00 am by Norman L. Eisen
Trump Revocable Trust, The Trump Organization, Inc., Trump Organization LLC, DJT Holdings LLC, DJT Holdings Managing Member, Trump Endeavor 12 LLC, 401 North Wabash Venture LLC, Trump Old Post Office LLC, 40 Wall Street LLC, and Seven Springs LLC appeal to First department of decision and order denying motion to dismiss (Feb. 3, 2023) Decision and order denying motion to dismiss complaint by Trump Organization Inc., Trump Organization LLC, and Donald J. [read post]